John L. Erickson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Lawrence Erickson was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1995. John had worked at 3 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 8, 2011 - December 31, 2013
JOHN ERICKSON CAPITAL ADVISORS, LLC
October 19, 2009 - September 15, 2011
FINANCIAL WEST GROUP
August 6, 2009 - September 15, 2011
FINANCIAL WEST GROUP
November 14, 1995 - June 18, 1997
MUTUAL SERVICE CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
JOHN ERICKSON CAPITAL ADVISORS, LLC
CRD#: 158772 / SEC#:
Contact information
Red Flags
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