Barry W. Dunaway

AMERICA FIRST INVESTMENT ADVISORS LLC

Omaha, NE 68114-3721

Some features on this profile are disabled

CRD#: 2670445

Professional summary

Barry Ward Dunaway is a registered financial advisor currently at AMERICA FIRST INVESTMENT ADVISORS LLC located in Omaha, Nebraska.

Barry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Barry has worked at 4 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Barry Ward Dunaway's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 12, 2006 - Present

AMERICA FIRST INVESTMENT ADVISORS LLC

Office #1: 10050 Regency Circle, Suite 515, Omaha, NE 68114-3721

RIA

CRD#: 106984

Omaha, NE

Past

July 31, 1997 - July 16, 2004

KIRKPATRICK PETTIS INVESTMENT MANAGEMENT, INC.

RIA

CRD#: 107605

OMAHA, NE

Past

June 17, 1997 - May 19, 2004

KFS BD, INC.

CRD#: 490

OMAHA, NE

Past

January 1, 1996 - September 5, 1996

WEITZ SECURITIES, INC.

CRD#: 17673

OMAHA, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AMERICA FIRST INVESTMENT ADVISORS LLC

CRD#: 106984 / SEC#: 801-41702

RIA

Registered Investment Advisory firm - (6/12/1992 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nebraska
(7/12/2006)

IAR

Texas
(11/19/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/22/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/27/1995

General Securities Representative Examination

Current Firm

AMERICA FIRST INVESTMENT ADVISORS LLC

CRD#: 106984 / SEC#: 801-41702

RIA

Registered Investment Advisory firm - (6/12/1992 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

10050 Regency Circle, Suite 515, Omaha, NE 68114-3721

Mailing Address

Phone number

(402) 991-3388

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AFIA BROCHURE (5/14/2025)

Regulatory assets under management

Total Number of Accounts	591
AUM (Assets Under Management)	$ 593,781,718

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Byron Smith

OSAIC WEALTH, INC.

IAR

OMAHA, NE

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Barry W. Dunaway

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Barry Ward Dunaway's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERICA FIRST INVESTMENT ADVISORS LLC

KIRKPATRICK PETTIS INVESTMENT MANAGEMENT, INC.

KFS BD, INC.

WEITZ SECURITIES, INC.

Primary Firm SEC Registration

AMERICA FIRST INVESTMENT ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/22/2002

Series 7

Date: 12/27/1995

Current Firm

AMERICA FIRST INVESTMENT ADVISORS LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AMERICA FIRST INVESTMENT ADVISORS LLC

TRUST BUT VERIFY

Similar Advisors