William P. Harmon

HARMON FINANCIAL ADVISORS

Flowood, MS 39232

Some features on this profile are disabled

CRD#: 2670444

Professional summary

William Patrick Harmon, CFP®, who also goes by Pat Harmon, W. Patrick Harmon, is a registered financial advisor currently at HARMON FINANCIAL ADVISORS, INC. located in Flowood, Mississippi.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. William has worked at 5 firms and has passed the Series 66, Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Pat Harmon | W. Patrick Harmon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

HARMON CPA, PLLC ~'NIR'~1929 SPILLWAY ROAD~~BRANDON~MS~39047~BUSINESS/MANAGEMENT CONSULTING~OWNER/SOLE PROPRIETER~1/1997~48HRS~0HRS~TAX PREPARATION AND CONSULTING PROVIDENT MEDICAL SOLUTIONS, INC. - NON-INVESTMENT RELATED - FLOWOOD, MS - MEDICAL SUPPLY SUPPLIER - CONTRACTED CFO - START: 01/2024; 40HRS/MO - ACCOUNTING & TAXES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Patrick Harmon's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1997

Experience

Current

February 23, 2011 - Present

HARMON FINANCIAL ADVISORS, INC.

Office #1: 10 Canebrake Blvd. Suite 110-10, Flowood, MS 39232

RIA

CRD#: 155345

Flowood, MS

Past

May 7, 2009 - February 22, 2011

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

BRANDON, MS

Past

April 20, 2009 - February 22, 2011

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

BRANDON, MS

Past

November 12, 2007 - March 31, 2009

VALIC FINANCIAL ADVISORS, INC.

RIA

CRD#: 42803

RIDGELAND, MS

Past

November 12, 2007 - March 31, 2009

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

RIDGELAND, MS

Past

March 22, 2005 - November 16, 2007

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

BRANDON, MS

Past

September 27, 2004 - November 16, 2007

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

BRANDON, MS

Past

January 22, 1998 - December 22, 2000

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

Past

November 22, 1995 - October 8, 1997

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(2/24/2011)

IAR

Mississippi
(2/23/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/29/2004

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/19/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/19/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/24/2004

General Securities Representative Examination

Current Firm

HARMON FINANCIAL ADVISORS, INC.

FORTENBERRY & BALLARD, PC | HARMON FINANCIAL ADVISORS, INC.

CRD#: 155345 / SEC#:

Louisiana

Registered Investment Advisory firm - (2/24/2011 Approved)

Mississippi

Registered Investment Advisory firm - (2/23/2011 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

10 Canebrake Blvd. Suite 110-10, Flowood, MS 39232

Mailing Address

Phone number

(601) 955-7554

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	36
AUM (Assets Under Management)	$ 16,713,514

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Rebecca Schneeberger

RAYMOND JAMES & ASSOCIATES, INC.

IAR

Ridgeland, MS

We're Here To Help

Advisor Monitoring

Firm Stability Insights

William P. Harmon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Patrick Harmon's CRS (Customer Relationship Summary).

Certified licenses

Experience

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

VALIC FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

AVANTAX INVESTMENT SERVICES, INC.

PRUDENTIAL EQUITY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/29/2004

Series 65

Date: 12/19/1995

Series 63

Date: 12/19/1995

Series 7

Date: 9/24/2004

Current Firm

HARMON FINANCIAL ADVISORS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HARMON FINANCIAL ADVISORS, INC.

TRUST BUT VERIFY

Similar Advisors