Marc J. Bucklen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marc Joseph Bucklen was a registered financial professional .
Marc is a previously registered financial professional and started their career in finance in 1997. Marc had worked at 4 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 10, 2006 - August 25, 2008
SENTINEL FINANCIAL SERVICES COMPANY
January 26, 2006 - March 6, 2006
COREBRIDGE CAPITAL SERVICES, INC.
April 22, 1999 - January 13, 2005
FEDERATED SECURITIES CORP.
November 17, 1997 - March 12, 1999
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SENTINEL FINANCIAL SERVICES COMPANY
CRD#: 31175 / SEC#: , 8-45393
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SENTINEL ASSET MANAGEMENT INC. | GENERAL PARTNER | |
| SENTINEL ADMINISTRATIVE SERVICES, INC | GENERAL PARTNER | |
| TEESE, GREGORY DWIGHT | VICE PRESIDENT, COMPLIANCE & CHIEF COMPLIANCE OFFICER | 2135269 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
