Khashayar M. Pashakhan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Khashayar Mehdi Pashakhan, who also goes by Khashayar Mehdi Pasakhan, Kash Pashakhan, was a registered financial professional .
Khashayar is a previously registered financial professional and started their career in finance in 1995. Khashayar had worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 15, 2001 - August 7, 2001
INTERFIRST CAPITAL CORPORATION
September 27, 2000 - February 22, 2001
FORTA FINANCIAL GROUP, INC.
October 29, 1999 - October 3, 2000
INTERFIRST CAPITAL CORPORATION
November 19, 1998 - November 5, 1999
WELLS FARGO CLEARING SERVICES, LLC
October 15, 1998 - October 29, 1998
WELLS FARGO CLEARING SERVICES, LLC
March 5, 1998 - November 28, 1998
LINTZ GLOVER WHITE & COMPANY, INC.
December 23, 1996 - January 29, 1998
MORGAN STANLEY DW INC.
February 8, 1996 - November 5, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 22, 1995 - November 30, 1995
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 11/17/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
INTERFIRST CAPITAL CORPORATION
CRD#: 7659 / SEC#: , 8-22805
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MHK INVESTMENT CORPORATION | HOLDING COMPANY | |
| PHILLIPS, BRADFORD ASHLEY | CHAIRMAN, PRESIDENT AND CEO | 1730426 |
| ROGERS, KENNETH WALTER | EXECUTIVE VICE PRESIDENT SALES, DIRECTOR | 500255 |
| ROGERS, PAULA ANDREA | FINANCIAL AND OPERATIONS PRINCIPAL | 2167864 |
| TENNEY, LOUIS RUSSELL | SROP | 1032315 |
| TENNEY, LOUIS RUSSELL | MUNICIPAL BOND PRINCIPAL | 1032315 |
Disclosures
| Regulatory Event | 4 |
| Civil Event | 1 |
| Arbitration | 13 |
| Bond | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
