IM
Isidro Z. Miramontes
MIRAMONTES CAPITAL
Newport Beach, CA 92660
Some features on this profile are disabled
CRD#: 2670160
IM
Professional summary
Isidro Z Miramontes, who also goes by Sid Miramontes, is a registered financial advisor currently at MIRAMONTES CAPITAL, LLC located in Newport Beach, California and AMERICAN TRUST INVESTMENT SERVICES, INC. located in San Clemente, California.
Isidro is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Isidro has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sid Miramontes
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. MCR Holdings, Investment-related; 620 Newport Center Dr, Ste. 650, Newport Beach, CA; RIA in future recruit Schwab PKS execs for future; CEO; 1/2021; 20 hrs/month; 15 hrs/month; start up new RIA 2. Book "Living the Good Life," non-investment; 620 Newport Center Dr, Ste. 650, Newport Beach, CA, 92660; book; Author; 11/18; 0 hrs; 0 hrs; retirement book on how to succeed and generate income 3. Miramontes Capital LLC; DBA; investment-related; 620 Newport Center Dr, Ste. 650, Newport Beach, CA, 92660; B/D business; manager, CEO; 7/2015; 160 hrs/month; 160 hrs/month; control client assets & Charles Schwab variable annuities 4. All Inclusive Insurance Services; investment-related; 620 Newport Center Dr, Ste. 650, Newport Beach, CA, 92660; sell fixed income annuities & life insurance 5. Advisors Master Class; non-investment related; 620 Newport Center Dr, Ste. 650, Newport Beach, CA, 92660; Teach advisors how to market their firm; President; 8-21; 10 hrs/month; 5 hrs/month; President will help oversee coaching 6. Miramontes Capital Property Management; non-investment related; 316 Emerald Bay, Laguna Beach, CA, 92651; real estate purchasing and leasing; owner; 11/2016; 2 hrs per month; 0 hrs per month; buy buildings and lease to public 7. Book "Retirement: Your New Beginning"; non-investment; 620 Newport Center Dr, Ste. 650, Newport Beach, CA, 92660; book about retirement plan; 1/17; 0 hrs; 0 hrs/mth; authored book, no further action 8. Miramontes Capital-RIA; investment-related; 620 Newport Center Dr, Ste. 650, Newport Beach, CA, 92660; IA company; CEO; 7/15;160 hrs/month; 160 hrs/month; provide investment advisory service for clients 9. Apex Tax & Estate Planning; non-investment; 316 Emerald Bay, Laguna Beach, CA, 92651; admin. duties & tax preparation; 2/15; owner, President; 0 hrs/month; perform all administration & operations duties for Miramontes 10. Miramontes Properties, LLC; non-investment; 316 Emerald Bay, Laguna Beach, CA, 92651; rental properties; 10/16; manager/owner; 25 hrs/month; has rental property, both commercial and housing 11. Broker Dealer (Name Undisclosed), Investment Related, 4701 Teller Ave. Newport Beach, CA 92660, Buy Broker Dealer, Undisclosed, 08/2022, 10 hours/month, during securities trading hours: Unknown, Review potential sellers of Broker Dealers
CRS (Client Relationship Summary) - RIA
Click below to view Isidro Z Miramontes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 5, 2015 - Present
MIRAMONTES CAPITAL, LLC
Office #1: 4701 Teller Ave, Newport Beach, CA 92660RIA
CRD#: 264786
Newport Beach, CA
Current
May 10, 2023 - Present
AMERICAN TRUST INVESTMENT SERVICES, INC.
Office #1: 910 S El Camino Real #200, San Clemente, CA 92672BD
CRD#: 3001
San Clemente, CA
Past
November 17, 2021 - June 6, 2023
SAXONY SECURITIES, INC.
BD
CRD#: 115547
Newport Beach, CA
Past
July 20, 2015 - February 26, 2016
DANIEL WEALTH ADVISORS
RIA
CRD#: 150382
COSTA MESA, CA
Past
July 20, 2015 - November 17, 2021
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Newport Beach, CA
Past
February 29, 2008 - July 28, 2015
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
BREA, CA
Past
February 29, 2008 - July 28, 2015
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
BREA, CA
Past
April 2, 2007 - March 10, 2008
MORGAN STANLEY & CO. LLC
RIA
CRD#: 8209
BREA, CA
Past
April 2, 2007 - March 10, 2008
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
BREA, CA
Past
July 8, 1997 - April 2, 2007
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
BREA, CA
Past
November 20, 1995 - April 2, 2007
MORGAN STANLEY DW INC.
BD
CRD#: 7556
BREA, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MC
MIRAMONTES CAPITAL, LLC
BOYER & ASSOCIATES - STRATEGIC SOLUTIONS FOR WEALTH MANAGEMENT | VANCLEF FINANCIAL GROUP | PRIMARY ADVISORS | MIRAMONTES CAPITAL, LLC | MIRAMONTES CAPITAL , LLC
CRD#: 264786 / SEC#: 801-110012
RIA
Registered Investment Advisory firm - (3/2/2017 Approved)California
Registered Investment Advisory firm - (4/6/2017 Terminated)Texas
Registered Investment Advisory firm - (3/7/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/10/2023)
IAR
California(8/5/2015)
RR
California(5/10/2023)
RR
Nevada(5/10/2023)
RR
New Mexico(5/10/2023)
RR
Tennessee(5/12/2023)
IAR
Texas(8/6/2015)
RR
Texas(5/10/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MC
MIRAMONTES CAPITAL, LLC
BOYER & ASSOCIATES - STRATEGIC SOLUTIONS FOR WEALTH MANAGEMENT | VANCLEF FINANCIAL GROUP | PRIMARY ADVISORS | MIRAMONTES CAPITAL, LLC | MIRAMONTES CAPITAL , LLC
CRD#: 264786 / SEC#: 801-110012
RIA
Registered Investment Advisory firm - (3/2/2017 Approved)California
Registered Investment Advisory firm - (4/6/2017 Terminated)Texas
Registered Investment Advisory firm - (3/7/2017 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
4701 Teller Ave, Newport Beach, CA 92660
Mailing Address
Phone number
+1 (800) 460-1595
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,245 |
| AUM (Assets Under Management) | $ 296,285,231 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
