Anthony F. Deluca

SIMMONS L E & ASSOCIATES

Houston, TX 77002-3007

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CRD#: 2670155

Professional summary

Anthony Fischer Deluca is a registered financial advisor currently at SIMMONS L E & ASSOCIATES INC located in Houston, Texas.

Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Anthony has worked at 1 firm and has passed the Series 63 and Series 2 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Fischer Deluca's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 1, 2007 - Present

SIMMONS L E & ASSOCIATES INC

Office #1: 600 Travis Street Suite 6600, Houston, TX 77002-3007

RIA

CRD#: 107599

Houston, TX

Past

January 17, 2003 - December 31, 2006

SIMMONS L E & ASSOCIATES INC

RIA

CRD#: 107599

HOUSTON, TX

Past

January 26, 1999 - December 31, 2002

SIMMONS L E & ASSOCIATES INC

RIA

CRD#: 107599

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SIMMONS L E & ASSOCIATES INC

SCF PARTNERS | SIMMONS L E & ASSOCIATES INC | SCF PARTNERS, INC.

CRD#: 107599 / SEC#: 801-49261

RIA

Registered Investment Advisory firm - (5/25/1995 Approved)

Texas

Registered Investment Advisory firm - (3/1/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(3/1/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/26/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 2

Date: 9/26/1995

Non-Member General Securities Examination

Current Firm

SIMMONS L E & ASSOCIATES INC

SCF PARTNERS | SIMMONS L E & ASSOCIATES INC | SCF PARTNERS, INC.

CRD#: 107599 / SEC#: 801-49261

RIA

Registered Investment Advisory firm - (5/25/1995 Approved)

Texas

Registered Investment Advisory firm - (3/1/2007 Terminated)

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Contact information

Main Address

600 Travis Street Suite 6600, Houston, TX 77002-3007

Mailing Address

Phone number

(713) 227-7888

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 FILED MARCH 21, 2019 (3/28/2025)

FORM ADV PART 2 FILED MARCH 19, 2020 (3/28/2025)

FORM ADV PART 2 FILED MARCH 28, 2025 (3/28/2025)

FORM ADV PART 2 FILED MARCH 29, 2023 (3/28/2025)

FORM ADV PART 2 FILED MARCH 28, 2024 (3/28/2025)

FORM ADV PART 2 FILED MARCH 29, 2021 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	6
AUM (Assets Under Management)	$ 2,353,427,664

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Anthony F. Deluca

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Fischer Deluca's CRS (Customer Relationship Summary).

Certified licenses

Experience

SIMMONS L E & ASSOCIATES INC

SIMMONS L E & ASSOCIATES INC

SIMMONS L E & ASSOCIATES INC

Primary Firm SEC Registration

SIMMONS L E & ASSOCIATES INC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/26/1995

Series 2

Date: 9/26/1995

Current Firm

SIMMONS L E & ASSOCIATES INC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SIMMONS L E & ASSOCIATES INC

TRUST BUT VERIFY

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