Russell T. Addessi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Russell Thomas Addessi was a registered financial professional .
Russell is a previously registered financial professional and started their career in finance in 1995. Russell had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 25, 1997 - December 1, 1997
MEYERS POLLOCK ROBBINS, INC.
April 23, 1996 - April 5, 1997
INVESTORS ASSOCIATES, INC.
March 29, 1996 - April 19, 1996
ROYAL PALM INVESTMENTS, LTD.
October 13, 1995 - March 6, 1996
THE HERITAGE GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MEYERS POLLOCK ROBBINS, INC.
CRD#: 13436 / SEC#: , 8-11797
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
