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Bradley G. Sofonia

WEALTH MANAGEMENT CPAS
SALT LAKE CITY, UT 84121
Some features on this profile are disabled
CRD#: 2670011
BS
Bradley George SofoniaWEALTH MANAGEMENT CPAS

Professional summary

Bradley George Sofonia, who also goes by Brad G Sofonia, is a registered financial advisor currently at WEALTH MANAGEMENT CPAS, LLC located in Salt Lake City, Utah.

Bradley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Bradley has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

At a Glance

Always Fiduciary

Aliases

Brad G Sofonia

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley George Sofonia's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 6, 2026 - Present

WEALTH MANAGEMENT CPAS, LLC

Office #1: 7084 South 2300 East, Salt Lake City, UT 84121
RIA
CRD#: 310096
SALT LAKE CITY, UT
Past

September 8, 2025 - June 30, 2026

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
Lehi, UT
Past

September 8, 2025 - June 30, 2026

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
Lehi, UT
Past

August 12, 2025 - August 22, 2025

EQUITY SERVICES, INC.

RIA
CRD#: 265
SOUTH JORDAN, UT
Past

August 8, 2025 - August 22, 2025

EQUITY SERVICES, INC.

BD
CRD#: 265
SOUTH JORDAN, UT
Past

December 3, 2024 - June 27, 2025

PRINCIPAL SECURITIES, INC.

RIA
CRD#: 1137
Fresno, CA
Past

December 3, 2024 - June 27, 2025

PRINCIPAL SECURITIES, INC.

BD
CRD#: 1137
Fresno, CA
Past

August 10, 2005 - December 10, 2024

PRUCO SECURITIES, LLC.

RIA
CRD#: 5685
NEWARK, NJ
Past

August 7, 2000 - December 10, 2024

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WM
WEALTH MANAGEMENT CPAS, LLC
WEALTH MANAGEMENT CPAS | WEALTH MANAGEMENT LLC | WEALTH MANAGEMENT CPAS, LLC

CRD#: 310096 / SEC#: 801-123458

RIA
Registered Investment Advisory firm - (3/17/2022 Approved)
Texas
Registered Investment Advisory firm - (3/21/2022 Terminated)
Utah
Registered Investment Advisory firm - (3/21/2022 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Utah
(7/6/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 7/13/2005
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/19/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/12/2003
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 8/4/2000
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 26
Date: 7/19/2002
Investment Company Products/Variable Contracts Principal Examination

Current Firm

WM
WEALTH MANAGEMENT CPAS, LLC
WEALTH MANAGEMENT CPAS | WEALTH MANAGEMENT LLC | WEALTH MANAGEMENT CPAS, LLC

CRD#: 310096 / SEC#: 801-123458

RIA
Registered Investment Advisory firm - (3/17/2022 Approved)
Texas
Registered Investment Advisory firm - (3/21/2022 Terminated)
Utah
Registered Investment Advisory firm - (3/21/2022 Terminated)
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Contact information

Main Address
5296 Commerce Drive Suite 101, Salt Lake City, UT 84107
Mailing Address
Phone number
(801) 272-4357
Established
Firm type
Fiscal year end
# of Employees
11

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV2A/2B - SEC (2/12/2025)

Regulatory assets under management

Total Number of Accounts893
AUM (Assets Under Management)$ 270,877,513

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WEALTH MANAGEMENT CPAS, LLC

CRD#: 310096Salt Lake City, UT 84121

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