James T. Kunzman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Terrence Kunzman, who also goes by Jamis Kunzman, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1996. James had worked at 6 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 30, 2007 - April 23, 2012
BRYAN FUNDING, INC.
December 15, 2004 - February 7, 2005
BANC ONE SECURITIES CORPORATION
April 24, 2003 - November 28, 2003
BANC OF AMERICA INVESTMENT SERVICES, INC.
April 8, 1997 - May 11, 2001
MML INVESTORS SERVICES, LLC
July 24, 1996 - April 3, 1997
SECURIAN FINANCIAL SERVICES, INC.
March 1, 1996 - July 19, 1996
MML INVESTORS SERVICES, LLC
January 11, 1996 - March 1, 1996
G. R. PHELPS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BRYAN FUNDING, INC.
CRD#: 11899 / SEC#: , 8-27880
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
