Craig J. Bartlett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Craig James Bartlett, CFP® was a registered financial professional .
Craig is a previously registered financial professional and started their career in finance in 1995. Craig had worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 3, 2023 - November 3, 2025
CHOREO, LLC
October 5, 2022 - July 10, 2023
CREATIVE PLANNING
November 16, 2021 - October 12, 2022
WIPFLI FINANCIAL ADVISORS, LLC
April 15, 2020 - October 12, 2021
NORTHROCK PARTNERS, LLC
June 2, 2010 - January 14, 2020
U.S. BANCORP INVESTMENTS, INC.
May 27, 2010 - January 14, 2020
U.S. BANCORP INVESTMENTS, INC.
July 2, 2008 - October 28, 2009
UBS FINANCIAL SERVICES INC.
June 20, 2007 - October 28, 2009
UBS FINANCIAL SERVICES INC.
June 7, 2005 - April 2, 2007
GLOBAL ATLANTIC DISTRIBUTORS, LLC
March 31, 2004 - May 23, 2005
TRANSAMERICA CAPITAL, LLC
February 26, 2002 - April 5, 2004
TRANSAMERICA FINANCIAL ADVISORS, LLC
August 25, 1999 - October 31, 2000
AFD, INC.
August 13, 1998 - October 27, 1998
BBVA COMPASS INVESTMENT SOLUTIONS, INC
October 30, 1995 - July 8, 1998
ALFS, INC.
Primary Firm SEC Registration
CHOREO, LLC
CRD#: 111221 / SEC#: 801-57236
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CHOREO, LLC
CRD#: 111221 / SEC#: 801-57236
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 25,137 |
| AUM (Assets Under Management) | $ 18,232,358,701 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 11/12/2024 | ||
| 12/20/2023 | ||
| 11/30/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
