Justin W. Herman
Professional summary
Justin Wallace Herman was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Justin is a previously registered financial professional and started their career in finance in 1995. Prior to being barred, Justin had worked at 6 firms, which includes WILBANKS SECURITIES INC., WELLS FARGO CLEARING SERVICES LLC, FIRST UNION BROKERAGE SERVICES INC., MORGAN STANLEY DW INC., FORESTERS EQUITY SERVICES INC., H.J. MEYERS & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 6, 2002 - February 27, 2003
WILBANKS SECURITIES, INC.
October 1, 2000 - February 11, 2002
WELLS FARGO CLEARING SERVICES, LLC
December 23, 1999 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
May 16, 1997 - December 21, 1999
MORGAN STANLEY DW INC.
May 16, 1996 - May 6, 1997
FORESTERS EQUITY SERVICES, INC.
November 29, 1995 - February 21, 1996
H.J. MEYERS & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
WILBANKS SECURITIES, INC.
CRD#: 40673 / SEC#: , 8-49134
Contact information
FINRA licenses (2 States and Territories)
Documents
Disclosures
| Regulatory Event | 12 |
| Arbitration | 3 |
Red Flags
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