Jaime M. Settles

PNC WEALTH MANAGEMENT LLC

FRANKLIN, TN 37067

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CRD#: 2669838

Professional summary

Jaime Michael Settles, who also goes by Jaime M Settles, Jaime Settles, Jamie M Settles N/a, Jaime Michael Settles, is a registered financial advisor currently at PNC WEALTH MANAGEMENT LLC located in Franklin, Tennessee.

Jaime is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Jaime has worked at 15 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 10, Series 9 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jaime M Settles | Jaime Settles | Jamie M Settles N/a | Jaime Michael Settles

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Name of Business: GraceWorks Ministries Address: 707 Pearre Springs Way, Franklin, TN, 37064, United States Activity Type: Non profit Position/Title: Board Member, Advisory Board, Executive Member Investment Related: Yes Start Date: 08/01/2020 Hours per month devoted to this business: 2-10 Hours per month, Description of duties: Board Member and chair of investment committee

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jaime Michael Settles's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Jaime Michael Settles's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 6, 2025 - Present

PNC WEALTH MANAGEMENT LLC

Office #1: 1556 W Mcewen Dr Ste 124, Franklin, TN 37067Office #2: 2877 Medical Center Pkwy, Murfreesboro, TN 37129Office #3: 3904 Hillsboro Pike, Ste 101, Nashville, TN 37215

RIA

CRD#: 129052

FRANKLIN, TN

Current

August 6, 2025 - Present

PNC WEALTH MANAGEMENT LLC

Office #1: 1556 W Mcewen Dr Ste 124, Franklin, TN 37067Office #2: 2877 Medical Center Pkwy, Murfreesboro, TN 37129Office #3: 3904 Hillsboro Pike, Ste 101, Nashville, TN 37215

RIA

CRD#: 129052

FRANKLIN, TN

Past

August 2, 2023 - July 3, 2025

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

Franklin, TN

Past

August 1, 2023 - July 3, 2025

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

Franklin, TN

Past

August 18, 2022 - August 14, 2023

TRUIST ADVISORY SERVICES, INC.

RIA

CRD#: 283390

BRENTWOOD, TN

Past

August 18, 2022 - August 14, 2023

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

BRENTWOOD, TN

Past

November 13, 2017 - July 23, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

FRANKLIN, TN

Past

November 10, 2017 - July 23, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

FRANKLIN, TN

Past

November 16, 2016 - September 6, 2017

TRUIST ADVISORY SERVICES, INC.

RIA

CRD#: 283390

TAMPA, FL

Past

November 26, 2013 - September 6, 2017

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

TAMPA, FL

Past

January 10, 2012 - May 31, 2012

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

FRANKLIN, TN

Past

January 10, 2012 - May 31, 2012

EQUITABLE ADVISORS, LLC

CRD#: 6627

FRANKLIN, TN

Past

April 15, 2011 - December 31, 2011

SETTLES ASSET MANAGEMENT, INC.

RIA

CRD#: 156329

BRENTWOOD, TN

Past

November 17, 2009 - September 3, 2010

FIRST HORIZON ADVISORS, INC.

RIA

CRD#: 17117

NASHVILLE, TN

Past

November 17, 2009 - September 3, 2010

FIRST HORIZON ADVISORS, INC.

CRD#: 17117

NASHVILLE, TN

Past

March 3, 2008 - September 5, 2008

INTL ADVISORY CONSULTANTS INC.

RIA

CRD#: 130888

BIRMINGHAM, AL

Past

March 3, 2008 - September 5, 2008

STONEX SECURITIES INC.

CRD#: 18456

BRENTWOOD, TN

Past

March 12, 2007 - April 18, 2007

MORGAN KEEGAN & COMPANY, LLC

RIA

CRD#: 4161

NASHVILLE, TN

Past

February 13, 2007 - April 18, 2007

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

NASHVILLE, TN

Past

April 17, 2002 - February 13, 2007

AMSOUTH INVESTMENT SERVICES, INC.

CRD#: 15692

MEMPHIS, TN

Past

February 14, 2000 - December 4, 2000

AMSOUTH INVESTMENT SERVICES, INC.

CRD#: 15692

BIRMINGHAM, AL

Past

February 1, 1997 - February 14, 2000

INVEST FINANCIAL CORPORATION

CRD#: 12984

APPLETON, WI

Past

October 30, 1995 - February 1, 1997

AMERISTAR CAPITAL MARKETS, INC.

CRD#: 17068

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PNC WEALTH MANAGEMENT LLC

PNC INVESTMENTS | PNC WEALTH MANAGEMENT LLC | PNC WEALTH MANAGEMENT | PNC INVESTMENTS LLC

CRD#: 129052 / SEC#: 801-66195, 8-66195

RIA

Registered Investment Advisory firm - SEC (9/17/2003 Approved)

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(9/18/2025)

Indiana
(8/18/2025)

Tennessee
(8/6/2025)

IAR

Tennessee
(8/6/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/10/2016

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/14/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/1/2003

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/25/1995

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 10

Date: 1/13/2018

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 11/27/2017

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 24

Date: 9/11/2003

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

PNC WEALTH MANAGEMENT LLC

PNC INVESTMENTS | PNC WEALTH MANAGEMENT LLC | PNC WEALTH MANAGEMENT | PNC INVESTMENTS LLC

CRD#: 129052 / SEC#: 801-66195, 8-66195

RIA

Registered Investment Advisory firm - SEC (9/17/2003 Approved)

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

300 Fifth Avenue 26th Floor, Pittsburgh, PA 15222-2722

Mailing Address

1900 E. 9th Street 17th Floor, Cleveland, OH 44114

Phone number

(800) 762-6111

Established

Delaware since 09/17/2003

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

1,585

SEC notice filing (53 States and Territories)

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

PORTFOLIO SOLUTIONS (10/17/2025)

PNC DIRECTIONS (10/17/2025)

GUIDED SOLUTIONS (10/17/2025)

PORTFOLIO SOLUTIONS STRATEGIST (10/17/2025)

CAPITAL DIRECTIONS ANNUITIES (10/17/2025)

CAPITAL DIRECTIONS (10/17/2025)

Direct owners and executive officers

Name	Position	CRD#
PNC BANK, NATIONAL ASSOCIATION	PARENT
BARNHART, TODD MARTIN	BOARD OF MANAGERS	6166298
FLYNN, SEAN	CHIEF COMPLIANCE OFFICER & BOARD OF MANAGERS	2790159
GUERRINI, RICHARD ROBERT	PRESIDENT, CEO, BOARD OF MANAGERS	1990015
HOLODINSKI, JOHN PAUL	BOARD OF MANAGERS	2494707
MITCHELL, JESSICA	BOARD OF MANAGERS	6624246
RAMOS, REGIS RESENDE	CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, FINOP	5205169
RICHARDSON, MARGARET MARY	CHIEF OPERATING OFFICER/BOARD OF MANAGERS	6002933
RODGERS, STEPHANIE ELIZABETH	BOARD OF MANAGERS & SECRETARY	6004741
SANTILLO, ROBERT WILSON	BOARD OF MANAGERS	5379581
SCHAFER, DAVID JOSEPH	CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER	1368781
THOMPSON, LEIGH CHASE	CHIEF LEGAL OFFICER	6534162
WEIDNER, KIMBERLY LYNN	CHIEF RISK OFFICER & BOARD OF MANAGERS	4080314

Regulatory assets under management

Total Number of Accounts	157,533
AUM (Assets Under Management)	$ 26,533,775,810

Disclosures

Regulatory Event	13
Arbitration	6

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2024	Cover Page	Report
09/20/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jaime M. Settles

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jaime Michael Settles's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Jaime Michael Settles's CRS (Customer Relationship Summary).

Certified licenses

Experience

PNC WEALTH MANAGEMENT LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

TRUIST ADVISORY SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

TRUIST ADVISORY SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

SETTLES ASSET MANAGEMENT, INC.

FIRST HORIZON ADVISORS, INC.

FIRST HORIZON ADVISORS, INC.

INTL ADVISORY CONSULTANTS INC.

STONEX SECURITIES INC.

MORGAN KEEGAN & COMPANY, LLC

MORGAN KEEGAN & COMPANY, LLC

AMSOUTH INVESTMENT SERVICES, INC.

AMSOUTH INVESTMENT SERVICES, INC.

INVEST FINANCIAL CORPORATION

AMERISTAR CAPITAL MARKETS, INC.

Primary Firm SEC Registration

PNC WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/10/2016

Series 63

Date: 11/14/1995

SIE

Date: 10/1/2018

Series 7

Date: 7/1/2003

Series 6

Date: 10/25/1995

Series 10

Date: 1/13/2018

Series 9

Date: 11/27/2017

Series 24

Date: 9/11/2003

FINRA

Current Firm

PNC WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (52 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

PNC WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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