Joel M. Santucci
Professional summary
Joel Matthew Santucci was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Joel is a previously registered financial professional and started their career in finance in 1995. Prior to being barred, Joel had worked at 7 firms, which includes PARAGON CAPITAL MARKETS INC., GKN SECURITIES CORP., NICHOLS SAFINA LERNER & CO. INC., TEXAS CAPITAL SECURITIES INC., MERIT CAPITAL ASSOCIATES INC., NATIONWIDE SECURITIES CORPORATION, MEYERS POLLOCK ROBBINS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 20, 1998 - December 9, 1998
PARAGON CAPITAL MARKETS, INC.
June 20, 1997 - February 26, 1998
GKN SECURITIES CORP.
October 9, 1996 - February 4, 1997
NICHOLS, SAFINA, LERNER & CO. INC.
August 29, 1996 - October 4, 1996
TEXAS CAPITAL SECURITIES, INC.
May 10, 1996 - August 23, 1996
MERIT CAPITAL ASSOCIATES, INC.
February 3, 1996 - June 18, 1996
NATIONWIDE SECURITIES CORPORATION
October 20, 1995 - January 15, 1996
MEYERS POLLOCK ROBBINS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
PARAGON CAPITAL MARKETS, INC.
CRD#: 18555 / SEC#: , 8-36765
Contact information
Documents
Disclosures
| Regulatory Event | 16 |
| Arbitration | 10 |
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