Francis Joseph Kelly
Professional Summary
Francis Joseph Kelly, who also goes by Frank Kelly, was a registered financial advisor. Francis was a previously registered financial professional and started their career in finance 1970 - 2007. Francis had worked at 12 firms and has passed the Series 63, Series 55, Series 000, Series 1, Series 10, Series 9 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Frank Kelly
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
58 years in the financial services industry
Current & Past Employments
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Current Firm
OPUS TRADING FUND LLC | SCHONFELD TRADING LLC
Contact Information
Established
Delaware since 12/10/2002Firm Type
Limited Liability CompanyFiscal Year End
MarchDocuments
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Jun 2005Series 000 — General Securities Principal Examination
Passed Aug 1971Series 1 — Registered Representative Examination
Passed Aug 1968Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Jul 2001About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Apr 2001About the Series 9 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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