Stephen S. Smith
Professional summary
Stephen Spender Smith, who also goes by Stephen Spencer Smith, Steve Smith, is a registered financial advisor currently at SMITH GROUP ASSET MANAGEMENT located in Dallas, Texas.
Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Stephen has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Spender Smith's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 5, 2000 - Present
SMITH GROUP ASSET MANAGEMENT
Office #1: 100 Crescent Court Suite 1150, Dallas, TX 75201October 5, 2000 - November 28, 2006
DISCOVERY MANAGEMENT, LTD.
Primary Firm SEC Registration
SMITH GROUP ASSET MANAGEMENT
CRD#: 106301 / SEC#: 801-50835
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/5/2000)
Current Firm
SMITH GROUP ASSET MANAGEMENT
CRD#: 106301 / SEC#: 801-50835
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2 |
| AUM (Assets Under Management) | $ 133,705,130 |
Red Flags
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Company Information
SMITH GROUP ASSET MANAGEMENT
CRD#: 106301Dallas, TX 75201TRUST BUT VERIFY
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