Donald J. Carrig
Professional summary
Donald Jay Carrig was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Donald is a previously registered financial professional and started their career in finance in 1995. Prior to being barred, Donald had worked at 5 firms, which includes NEWPORT COAST SECURITIES INC., GLB TRADING INC, BMA SECURITIES LLC, MIDAS SECURITIES LLC, EQUITRADE SECURITIES CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 3, 2009 - June 30, 2010
NEWPORT COAST SECURITIES, INC.
January 16, 2009 - February 4, 2009
GLB TRADING, INC
December 5, 2008 - February 3, 2009
BMA SECURITIES, LLC
January 25, 2006 - December 31, 2008
GLB TRADING, INC
April 7, 2003 - March 2, 2006
MIDAS SECURITIES, LLC
October 23, 1995 - March 17, 2003
EQUITRADE SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Series 55
Date: 4/26/2000
Limited Representative-Equity Trader ExamCurrent Firm
NEWPORT COAST SECURITIES, INC.
CRD#: 16944 / SEC#: 801-67802, 8-34790
Contact information
Disclosures
| Regulatory Event | 12 |
| Arbitration | 7 |
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