DW
Douglas E. Walters
&PARTNERS
North Palm Beach, FL
Some features on this profile are disabled
CRD#: 2669170
DW
Professional summary
Douglas Eugene Walters, who also goes by Doug Eugene Walters, Dover Eugene Walters, is a registered financial advisor currently at &PARTNERS located in North Palm Beach, Florida.
Douglas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Douglas has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Doug Eugene Walters | Dover Eugene Walters
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
EAST COAST TIRE BIZ DBA AS RNR TIRE EXPRESS, NOT INVT RELATED, WEST PALM BEACH, FL, 100% OWNERSHIP, START DATE 11/14/2018, 10 HRS PER MONTH, 0 HRS DURING TRADING, OWNER, NON OPERATOR. WEST COAST OIL BIZ INC DBA AS TAKE 5 OIL, NOT INVT RELATED, NEW PORT RITCHEY, FL, 100% OWNERSHIP, START DATE 11/15/2019, 10 HRS PER MONTH, 0 HRS DURING TRADING, OWNER, PASSIVE INVESTOR. WEST COAST OIL BIZ 2 INC DBA AS TAKE 5 OIL, NOT INVT RELATED, HOLIDAY, FL, 100% OWNERSHIP, START DATE 2/12/2020, 10 HRS PER MONTH, 0 HRS DURING TRADING, OWNER, NON OPERATOR. WEST COAST OIL BIZ 3 INC DBA AS TAKE 5 OIL, NOT INVT RELATED, TAMPA, FL, 100% OWNERSHIP, START DATE 8/15/2020, 0 HRS PER MONTH, 0 HRS DURING TRADING, OWNER, NON OPERATOR. WEST COAST OIL BIZ 4 INC DBA AS TAKE 5 OIL, NOT INVT RELATED, TAMPA, FL, 100% OWNERSHIP, START DATE 11/17/2020, 0 HRS PER MONTH, 0 HRS DURING TRADING, OWNER, NON OPERATOR. POWER OF ATTORNEY FOR MOTHER; INV. RELATED; PALM BEACH GARDENS, FL, START: 7/17/2024, 20 HOURS A MONTH, 10 HOURS DURING TRADING. TRES AMIGOS CR VENTURES LLC POSITION: Manager INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2014 ADDRESS: north palm beach, fl, 33408, United States DESCRIPTION: A passive investor. This LLC was established to just hold the shares I own in an investment in Costa Rica Adventure Park. I am a passive investor (I do not have anything to do with the operations of the business) and I am not involved in running the business. It is an adventure park in Costa Rica where people come to zip line, ATV rides etc. This LLC vehicle just owns the shares and my % of the park ownership. DOS AMIGOS CR VENTURES LLC POSITION: Manager INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/20/2014 ADDRESS: north palm beach, fl, 33408, United States DESCRIPTION: This LLC was established to just hold the shares I own in an investment in Costa Rica Adventure Park. I am a passive investor (I do not have anything to do with the operations of the business) and I am not involved in running the business. It is an adventure park in Costa Rica where people come to zip line, ATV rides etc. This LLC vehicle just owns the shares and my % of the park ownership.
CRS (Client Relationship Summary) - RIA
Click below to view Douglas Eugene Walters's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Douglas Eugene Walters's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 16, 2025 - Present
&PARTNERS
Office #2: 500 University Blvd. Suite 202, Jupiter, FL 33458RIA
BD
CRD#: 3767
North Palm Beach, FL
Current
May 16, 2025 - Present
&PARTNERS
Office #1: 500 University Blvd. Suite 202, Jupiter, FL 33458RIA
BD
CRD#: 3767
Jupiter, FL
Past
July 2, 2015 - May 21, 2025
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
PALM BEACH GARDENS, FL
Past
July 2, 2015 - May 21, 2025
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
PALM BEACH GARDENS, FL
Past
May 1, 2007 - July 7, 2015
JANNEY MONTGOMERY SCOTT LLC
RIA
CRD#: 463
PALM BEACH GARDENS, FL
Past
April 27, 2007 - July 7, 2015
JANNEY MONTGOMERY SCOTT LLC
BD
CRD#: 463
PALM BEACH GARDENS, FL
Past
July 6, 2001 - May 1, 2007
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
JOHNSTOWN, NY
Past
January 24, 2001 - May 1, 2007
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
JOHNSTOWN, NY
Past
September 3, 1998 - December 7, 2000
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
ST. PETERSBURG, FL
Past
November 30, 1995 - September 14, 1998
BARBER & BRONSON INCORPORATED
BD
CRD#: 26582
MIAMI, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
&PARTNERS
&PARTNERS | WISEPATH WEALTH MANAGEMENT | WISE & PARTNERS | WILTON SPRINGS FINANCIAL | WILTON SPRINGS | WILLOWSTONE WEALTH MANAGEMENT | WILEY BROS.-AINTREE, LLC | WILEY BROS.-AINTREE CAPITAL, LLC | WILEY BROS.-AINTREE CAPITAL | WILEY BROS. INC. | WILEY BROS. - AINTREE CAPITAL | WAVEWOOD PRIVATE WEALTH | VON HELLENS &PARTNERS | VIRIBUS WEALTH MANAGEMENT | UNNERSTALL WEALTH MANAGEMENT | TRIUNE WEALTH MANAGEMENT | TRILLIUM WEALTH | TRIDENT WEALTH MANAGEMENT GROUP | THIRD COAST WEALTH PLANNING | THAMES PRIVATE WEALTH STRATEGIES | TEDERS & QUAKENBUSH WEALTH MANAGEMENT GROUP | SWARTZENTRUBER WEALTH MANAGEMENT | STREAMLINE PRIVATE WEALTH | STILES FINANCIAL | STEELCREST INVESTMENT STRATEGIES | STANFORD WEALTH MANAGEMENT GROUP | STANFORD WEALTH MANAGEMENT | SCHMIEDBAUER INVESTMENTS &PARTNERS | ROY, TEDESCHI, SCHMIDT PRIVATE WEALTH | ROOKS&PARTNERS | ROOKS &PARTNERS - INVERNESS, FL | RIVERLINE WEALTH | RIAZZI, RHYNE & SWAIM INVESTMENT GROUP | PRAIRIE HERITAGE FINANCIAL | POWER 5 PALESTINE, TX | POWER 5 FINANCIAL | POWER 5 - TYLER TX | POWER 5 - PALESTINE TX | POWER 5 - OLYMPIA, WA | POWER 5 - OLYMPIA WA | PLAIDSKY ADVISORS | PALM SHORES WEALTH | ONE PRIVATE WEALTH | NOBLES GROOMS WEALTH ADVISORS | MERIDIAN | MARSTELLER WEALTH / TEAGLE WEALTH/ COMPTON WEALTH / KLEINSCHUSTER WEALTH MANAGEMENT | MARSTELLER WEALTH | MARNE WEALTH MANAGEMENT | LODGEVIEW WEALTH ADVISORS | LINKS PRIVATE WEALTH | LANG INVESTMENT GROUP | IVY CREST WEALTH MANAGEMENT | INDIGO ADVISORS | HERITAGE LAKE ADVISORS | HELIX PRIVATE WEALTH | HARVEST POINT WEALTH ADVISORS | GUIDENT WEALTH MANAGEMENT | FOCUS CAPITAL PARTNERS PRIVATE WEALTH | FOCUS CAPITAL PARTNERS | FIRST SERVANT WEALTH MANAGEMENT | FIRST KEYSTONE WEALTH MANAGEMENT | ENTANDEM WEALTH ADVISORS | ENSEMBLE WEALTH PLANNING | ELEVISION WEALTH MANAGEMENT | ELEIVA FINANCIAL | DAVIDSON WEALTH MANAGEMENT | CRESTVIEW CAPITAL ADVISORS | CREECH SCHWARTZ WEALTH MANAGEMENT | CREECH SCHWARTZ PRIVATE MANAGEMENT GROUP | COTTAGE WEALTH ADVISORS | CORIOLIS WEALTH MANAGEMENT | CENTERCOAST PRIVATE WEALTH | CARVE ADVISORS | CANYON RIVER WEALTH PLANNING | BRIO WEALTH SOLUTIONS - BOBBI BOSTICK | BRIO WEALTH SOLUTIONS | BRIDGEWATER PRIVATE WEALTH | BRIDGEMILL PRIVATE WEALTH | BLACKLOCK WEALTH MANAGEMENT | BASE CAPITAL PARTNERS | ARBOR ROW ADVISORS | ARBOR AVENUE PRIVATE WEALTH | APRICITY ADVISORS | APRICITY ADVISOR | AGAPE WEALTH STRATEGIES | AERIAL WEALTH ADVISORS | 49 NORTH ADVISORS | 1828 CAPITAL | &PARTNERS OSJ AND MARTIN WRIGHT GROUP
CRD#: 3767 / SEC#: 801-37145, 8-3774
RIA
Registered Investment Advisory firm - SEC (10/25/1990 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/16/2025)
RR
Arizona(5/16/2025)
RR
Arkansas(5/16/2025)
RR
California(5/20/2025)
RR
Colorado(5/16/2025)
RR
Connecticut(5/16/2025)
RR
Delaware(5/16/2025)
RR
District of Columbia(5/16/2025)
RR
Florida(5/19/2025)
IAR
Florida(5/19/2025)
RR
Georgia(5/19/2025)
RR
Illinois(5/19/2025)
RR
Indiana(5/20/2025)
RR
Kentucky(5/16/2025)
RR
Maryland(5/16/2025)
RR
Massachusetts(5/20/2025)
RR
Michigan(5/16/2025)
RR
Missouri(5/16/2025)
RR
Nevada(5/16/2025)
RR
New Hampshire(5/16/2025)
RR
New Jersey(5/19/2025)
RR
New Mexico(5/16/2025)
RR
New York(5/16/2025)
RR
North Carolina(5/16/2025)
RR
Ohio(5/16/2025)
RR
Oregon(5/16/2025)
RR
Pennsylvania(5/16/2025)
RR
South Carolina(5/21/2025)
RR
Tennessee(8/8/2025)
RR
Texas(5/16/2025)
IAR
Texas(5/16/2025)
RR
Utah(11/12/2025)
RR
Vermont(5/16/2025)
RR
Virginia(5/16/2025)
RR
Washington(5/16/2025)
RR
Wisconsin(5/16/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
&PARTNERS
&PARTNERS | WISEPATH WEALTH MANAGEMENT | WISE & PARTNERS | WILTON SPRINGS FINANCIAL | WILTON SPRINGS | WILLOWSTONE WEALTH MANAGEMENT | WILEY BROS.-AINTREE, LLC | WILEY BROS.-AINTREE CAPITAL, LLC | WILEY BROS.-AINTREE CAPITAL | WILEY BROS. INC. | WILEY BROS. - AINTREE CAPITAL | WAVEWOOD PRIVATE WEALTH | VON HELLENS &PARTNERS | VIRIBUS WEALTH MANAGEMENT | UNNERSTALL WEALTH MANAGEMENT | TRIUNE WEALTH MANAGEMENT | TRILLIUM WEALTH | TRIDENT WEALTH MANAGEMENT GROUP | THIRD COAST WEALTH PLANNING | THAMES PRIVATE WEALTH STRATEGIES | TEDERS & QUAKENBUSH WEALTH MANAGEMENT GROUP | SWARTZENTRUBER WEALTH MANAGEMENT | STREAMLINE PRIVATE WEALTH | STILES FINANCIAL | STEELCREST INVESTMENT STRATEGIES | STANFORD WEALTH MANAGEMENT GROUP | STANFORD WEALTH MANAGEMENT | SCHMIEDBAUER INVESTMENTS &PARTNERS | ROY, TEDESCHI, SCHMIDT PRIVATE WEALTH | ROOKS&PARTNERS | ROOKS &PARTNERS - INVERNESS, FL | RIVERLINE WEALTH | RIAZZI, RHYNE & SWAIM INVESTMENT GROUP | PRAIRIE HERITAGE FINANCIAL | POWER 5 PALESTINE, TX | POWER 5 FINANCIAL | POWER 5 - TYLER TX | POWER 5 - PALESTINE TX | POWER 5 - OLYMPIA, WA | POWER 5 - OLYMPIA WA | PLAIDSKY ADVISORS | PALM SHORES WEALTH | ONE PRIVATE WEALTH | NOBLES GROOMS WEALTH ADVISORS | MERIDIAN | MARSTELLER WEALTH / TEAGLE WEALTH/ COMPTON WEALTH / KLEINSCHUSTER WEALTH MANAGEMENT | MARSTELLER WEALTH | MARNE WEALTH MANAGEMENT | LODGEVIEW WEALTH ADVISORS | LINKS PRIVATE WEALTH | LANG INVESTMENT GROUP | IVY CREST WEALTH MANAGEMENT | INDIGO ADVISORS | HERITAGE LAKE ADVISORS | HELIX PRIVATE WEALTH | HARVEST POINT WEALTH ADVISORS | GUIDENT WEALTH MANAGEMENT | FOCUS CAPITAL PARTNERS PRIVATE WEALTH | FOCUS CAPITAL PARTNERS | FIRST SERVANT WEALTH MANAGEMENT | FIRST KEYSTONE WEALTH MANAGEMENT | ENTANDEM WEALTH ADVISORS | ENSEMBLE WEALTH PLANNING | ELEVISION WEALTH MANAGEMENT | ELEIVA FINANCIAL | DAVIDSON WEALTH MANAGEMENT | CRESTVIEW CAPITAL ADVISORS | CREECH SCHWARTZ WEALTH MANAGEMENT | CREECH SCHWARTZ PRIVATE MANAGEMENT GROUP | COTTAGE WEALTH ADVISORS | CORIOLIS WEALTH MANAGEMENT | CENTERCOAST PRIVATE WEALTH | CARVE ADVISORS | CANYON RIVER WEALTH PLANNING | BRIO WEALTH SOLUTIONS - BOBBI BOSTICK | BRIO WEALTH SOLUTIONS | BRIDGEWATER PRIVATE WEALTH | BRIDGEMILL PRIVATE WEALTH | BLACKLOCK WEALTH MANAGEMENT | BASE CAPITAL PARTNERS | ARBOR ROW ADVISORS | ARBOR AVENUE PRIVATE WEALTH | APRICITY ADVISORS | APRICITY ADVISOR | AGAPE WEALTH STRATEGIES | AERIAL WEALTH ADVISORS | 49 NORTH ADVISORS | 1828 CAPITAL | &PARTNERS OSJ AND MARTIN WRIGHT GROUP
CRD#: 3767 / SEC#: 801-37145, 8-3774
RIA
Registered Investment Advisory firm - SEC (10/25/1990 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information
Main Address
40 Burton Hills Blvd. Suite 350, Nashville, TN 37215
Mailing Address
40 Burton Hills Blvd. Suite 350, Nashville, TN 37215
Phone number
(615) 255-6431
Established
Tennessee since 12/07/1995
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
475
SEC notice filing (51 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMPERSAND PARTNERS, LLC | OWNER | |
| ALEXANDER, JOHN W | CO-PRESIDENT | 2327561 |
| COOPER, CHYRLAN ELIZABETH | COO | 4160240 |
| IDOL, KALEY PORTER | CHIEF COMPLIANCE OFFICER | 6950052 |
| KOWACH, DAVID JOHN | CEO | 2154665 |
| NELSON, RICHARD SCOTT | CFO | 5014790 |
| SCHALLER, MICHAEL CHRISTOPHER | CONTROLLER/FINOP | 5899085 |
| STEVENS, ALYSON MENCIO | CHIEF COMPLIANCE OFFICER - ADVISORY BUSINESS | 5451096 |
| WILEY III, DAVID WARREN III | CO-PRESIDENT | 720094 |
Regulatory assets under management
| Total Number of Accounts | 32,200 |
| AUM (Assets Under Management) | $ 14,146,591,395 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 4 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/29/2025 | ||
| 12/29/2023 | ||
| 01/03/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
