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AM

Alexandra C. Murray

SPENCER CLARKE LLC
NORTH MIAMI, FL 33181
Some features on this profile are disabled
CRD#: 2669143
AM

Professional summary


Alexandra C Murray, who also goes by Sasha C Murray, Sasha Murray, Alexandra Murray, Alexandra C Sasha, is a registered financial professional currently at SPENCER CLARKE LLC located in North Miami, Florida.

Alexandra is registered as a RR (Registered Representative) and started their career in finance in 1995. Alexandra has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Sasha C Murray | Sasha Murray | Alexandra Murray | Alexandra C Sasha

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Alexandra C Murray's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 18, 2023 - Present

SPENCER CLARKE LLC

Office #1: 1801 N.e. 123rd St. Suite 314, North Miami, FL 33181
BD
CRD#: 41316
NORTH MIAMI, FL
Past

December 10, 2020 - February 24, 2021

SIDOTI & COMPANY, LLC

BD
CRD#: 102860
NEW YORK, NY
Past

November 10, 2008 - March 24, 2020

THE BUCKINGHAM RESEARCH GROUP INCORPORATED

BD
CRD#: 13233
NEW YORK, NY
Past

October 9, 2000 - September 16, 2008

CREDIT AGRICOLE SECURITIES (USA) INC.

BD
CRD#: 190
NEW YORK, NY
Past

November 17, 1995 - November 3, 2000

LADENBURG THALMANN & CO. INC.

BD
CRD#: 505
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(1/18/2023)

Exams


State Security Law Exam
RR
Series 63
Date: 12/28/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


SC
SPENCER CLARKE LLC
SPENCER CLARKE L.P. | SPENCER CLARKE LLC

CRD#: 41316 / SEC#: , 8-49362

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information


Main Address
1801 N.e. 123rd St. Suite 314, North Miami, FL 33181
Mailing Address
1801 N.e. 123rd St. Suite 314, North Miami, FL 33181
Phone number
(305) 600-3268
Established
New York since 10/28/1998
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (30 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
SPENCER CLARKE MANAGEMENT LLCHOLDING COMPANY
DRESCHER, REID HOWARDPRESIDENT & CEO, MANAGING MEMBER2115274
NIXON, JON ALANFINOP4710715
SMULEVITZ, CHARLES DAVIDCHIEF COMPLIANCE OFFICER5099387

Disclosures


Regulatory Event4

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SPENCER CLARKE LLC

CRD#: 41316North Miami, FL 33181

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