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Shane Christian Schilizzi

CRD# 2669110·Registered 2000 - 2006
Previously Registered: Being a previously registered professional could mean that Shane is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Shane Christian Schilizzi, who also goes by Shane Schilizzi, was a registered financial advisor. Shane was a previously registered financial professional and started their career in finance 2000 - 2006. Shane had worked at 3 firms and has passed the Series 7, Series 7A and Series 25 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Shane Schilizzi

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

G.P. DIRECT CORP.·CRD# 125031
BD
New York, NY
February 27, 2006 - December 14, 2006
GLOBAL DIRECT EQUITIES, LLC·CRD# 124514
BD
New York, NY
January 3, 2006 - March 2, 2006
JOSEPH N. PALMA, INC.·CRD# 32755
BD
New York, NY
October 1, 2000 - January 3, 2006

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Current Firm

GD
G.P. DIRECT CORP.

G.P. DIRECT CORP.

CRD#: 125031 / SEC#: 8-65758
BD
Terminated by SEC on 07/01/2007

Contact Information

Established

New York since 01/03/2003

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
BARTHEL, JEFFREY CHARLESPRESIDENT, SECRETARY, TREASURER, DIRECTOR, SHAREHOLDER, CHIEF COMPLIANCE OFFICER—
GLAZIER, KEVIN LEWISSHAREHOLDER—

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7 — General Securities Representative Examination

Passed Mar 2003About the Series 7 exam

Series 7A — Floor Broker Representative Exam

Passed Apr 2002

Series 25 — NYSE Trading Assistant Examination

Passed May 1999

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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