Shannon L. Delaney

KIRK CAPITAL ADVISORS LLC

Vienna, VA 22182

Some features on this profile are disabled

CRD#: 2668967

Professional summary

Shannon Lynn Delaney, who also goes by Shannon L Delaney, Shannon Lynn Delaney, is a registered financial advisor currently at KIRK CAPITAL ADVISORS LLC located in Vienna, Virginia.

Shannon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Shannon has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Shannon L Delaney | Shannon Lynn Delaney

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Name of Business: Shannon Delaney- Consulting Investment-related: no Address: Reston, VA Nature of the other business: Consulting to include interior decorating, event planning, member management Position, title, or relationship with the other business: consultant Start date: ongoing Approx# of hours/month you devote to the other business: 40 Approx# of hours/month you devote to the other business during securities trading hours: 0 Describe your duties relating to the other business:consulting to include interior decorating, event planning, member management 2) "Name of Business: Shannon Delaney- Kirk Capital Investment-related: Yes Address: 11350 Random Hills Road Suite 800 Fairfax, VA 22033 Nature of the other business: Client onboarding, marketing, compliance and support for a financial advisor Position, title, or relationship with the other business: Director of Client Services Start date: 02/2021 Approx# of hours/month you devote to the other business: 40 Approx# of hours/month you devote to the other business during securities trading hours: 20 Describe your duties relating to the other business:Client onboarding, marketing, compliance and support for a financial advisor

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shannon Lynn Delaney's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 1, 2024 - Present

KIRK CAPITAL ADVISORS LLC

Office #1: 8229 Boone Blvd Suite 300, Vienna, VA 22182

RIA

CRD#: 7556

WASHINGTON, DC

Past

October 12, 1998 - January 29, 1999

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KIRK CAPITAL ADVISORS LLC

CRD#: 312401 / SEC#: 801-128175

RIA

Registered Investment Advisory firm - (6/16/2023 Approved)

Maryland

Registered Investment Advisory firm - (6/28/2023 Terminated)

Virginia

Registered Investment Advisory firm - (6/28/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

General Securities Representative Examination

Current Firm

KIRK CAPITAL ADVISORS LLC

CRD#: 312401 / SEC#: 801-128175

RIA

Registered Investment Advisory firm - (6/16/2023 Approved)

Maryland

Registered Investment Advisory firm - (6/28/2023 Terminated)

Virginia

Registered Investment Advisory firm - (6/28/2023 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

8229 Boone Blvd Suite 300, Vienna, VA 22182

Mailing Address

Phone number

(888) 340-5475

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KIRK CAPITAL ADVISORS LLC APPENDIX 1 (3/25/2025)

KIRK CAPITAL ADVISORS LLC ADV BROCHURE (3/25/2025)

Regulatory assets under management

Total Number of Accounts	400
AUM (Assets Under Management)	$ 179,225,129

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Raylonte Roach

EAGLE STRATEGIES LLC

IAR

BETHESDA, MD

Matthew Halverson

MORGAN STANLEY

IAR

Washington, DC

Erin Caines

EAGLE STRATEGIES LLC

IAR

DERWOOD, MD

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Shannon L. Delaney

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shannon Lynn Delaney's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPITOL SECURITIES MANAGEMENT, INC.

CAPITOL SECURITIES MANAGEMENT, INC.

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.

THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

KIRK CAPITAL ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/18/2004

Series 63

Date: 3/30/1999

SIE

Date: 10/1/2018

Series 31

Date: 4/19/2002

Series 7

Date: 10/13/1997

Current Firm

KIRK CAPITAL ADVISORS LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KIRK CAPITAL ADVISORS LLC

TRUST BUT VERIFY

Similar Advisors