Shannon Delaney

Some features on this profile are disabled

CRD#: 2668967

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Shannon Delaney, who also goes by Shannon L Delaney, Shannon Lynn Delaney, was a registered financial professional .

Shannon is a previously registered financial professional and started their career in finance in 1998. Shannon had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Shannon L Delaney | Shannon Lynn Delaney

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 1, 2024 - March 10, 2026

KIRK CAPITAL ADVISORS LLC

RIA

CRD#: 312401

VIENNA, VA

Past

July 12, 2021 - November 3, 2022

CAPITOL SECURITIES MANAGEMENT, INC.

RIA

CRD#: 14169

RESTON, VA

Past

September 29, 2020 - November 3, 2022

CAPITOL SECURITIES MANAGEMENT, INC.

CRD#: 14169

RESTON, VA

Past

October 20, 2017 - October 4, 2018

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

CARMEL, IN

Past

October 20, 2017 - October 4, 2018

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

CARMEL, IN

Past

December 2, 2014 - November 17, 2015

THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.

RIA

CRD#: 8478

INDIANAPOLIS, IN

Past

December 1, 2014 - November 17, 2015

THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.

CRD#: 8478

INDIANAPOLIS, IN

Past

March 17, 2010 - December 10, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

WASHINGTON, DC

Past

March 17, 2010 - December 10, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

WASHINGTON, DC

Past

September 9, 2009 - March 2, 2010

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

WASHINGTON, DC

Past

September 9, 2009 - March 2, 2010

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

WASHINGTON, DC

Past

April 2, 2007 - September 13, 2007

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

WASHINGTON, DC

Past

April 2, 2007 - September 13, 2007

MORGAN STANLEY & CO. LLC

CRD#: 8209

WASHINGTON, DC

Past

December 10, 2004 - April 2, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

WASHINGTON, DC

Past

March 9, 1999 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

WASHINGTON, DC

Past

October 12, 1998 - January 29, 1999

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KIRK CAPITAL ADVISORS LLC

CRD#: 312401 / SEC#: 801-128175

RIA

Registered Investment Advisory firm - (6/16/2023 Approved)

Maryland

Registered Investment Advisory firm - (6/28/2023 Terminated)

Virginia

Registered Investment Advisory firm - (6/28/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/18/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/30/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 4/19/2002

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 10/13/1997

General Securities Representative Examination

Current Firm

KIRK CAPITAL ADVISORS LLC

CRD#: 312401 / SEC#: 801-128175

RIA

Registered Investment Advisory firm - (6/16/2023 Approved)

Maryland

Registered Investment Advisory firm - (6/28/2023 Terminated)

Virginia

Registered Investment Advisory firm - (6/28/2023 Terminated)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

8229 Boone Blvd Suite 300, Vienna, VA 22182

Mailing Address

Phone number

(888) 340-5475

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KIRK CAPITAL ADVISORS LLC APPENDIX 1 (3/25/2025)

KIRK CAPITAL ADVISORS LLC ADV BROCHURE (3/25/2025)

Regulatory assets under management

Total Number of Accounts	400
AUM (Assets Under Management)	$ 179,225,129

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy Peel

OSAIC WEALTH, INC.

IAR

Helena, MT

Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

IAR

Estero, FL

Jeffrey Meotti

MORGAN STANLEY

IAR

MADISON, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Shannon Delaney

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

KIRK CAPITAL ADVISORS LLC

CAPITOL SECURITIES MANAGEMENT, INC.

CAPITOL SECURITIES MANAGEMENT, INC.

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.

THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

KIRK CAPITAL ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/18/2004

Series 63

Date: 3/30/1999

SIE

Date: 10/1/2018

Series 31

Date: 4/19/2002

Series 7

Date: 10/13/1997

Current Firm

KIRK CAPITAL ADVISORS LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KIRK CAPITAL ADVISORS LLC

TRUST BUT VERIFY

Similar Advisors