Edgar R. Kent
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edgar Robert Kent III, who also goes by Bob Kent III, Bob Kent, was a registered financial professional .
Edgar is a previously registered financial professional and started their career in finance in 1995. Edgar had worked at 5 firms and has passed the Series 63, Series 7TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 12, 2015 - December 17, 2020
BROWN, GIBBONS, LANG & COMPANY SECURITIES, LLC
February 19, 2008 - April 13, 2015
STIFEL, NICOLAUS & COMPANY, INCORPORATED
May 31, 2005 - November 12, 2007
COHEN & COMPANY SECURITIES, LLC
May 4, 2004 - January 13, 2005
DEUTSCHE BANK SECURITIES INC.
April 18, 1997 - June 28, 2002
BANC OF AMERICA SECURITIES LLC
September 29, 1995 - February 25, 1997
BANC OF AMERICA SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 3/26/2024
General Securities Representative ExaminationSeries 79TO
Date: 3/26/2024
Investment Banking Registered Representative ExaminationCurrent Firm
BROWN, GIBBONS, LANG & COMPANY SECURITIES, LLC
CRD#: 29540 / SEC#: , 8-44816
Contact information
FINRA licenses (14 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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