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PK

Peter Rittenhouse Kellogg

CRD# 266855·Registered 1967 - 1998
Previously Registered: Being a previously registered professional could mean that Peter is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Peter Rittenhouse Kellogg was a registered financial advisor. Peter was a previously registered financial professional and started their career in finance 1967 - 1998. Peter had worked at 5 firms.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

36 years in the financial services industry

Current & Past Employments

LIT CLEARING SERVICES, INC.·CRD# 33997
BD
September 28, 1993 - September 30, 1998
FIRST OPTIONS OF CHICAGO, INC.·CRD# 13822
BD
Chicago, IL
May 13, 1991 - November 21, 2003
DEUTSCHE IXE, LLC·CRD# 7172
BD
May 10, 1978 - November 9, 1984
TROSTER SINGER CORPORATION·CRD# 7441
BD
July 29, 1977 - May 7, 1978
GOLDMAN SACHS EXECUTION & CLEARING, L.P.·CRD# 3466
BD
New York, NY
November 1, 1967 - May 13, 2004

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Current Firm

LC
LIT CLEARING SERVICES, INC.

LIT ACQUISITION CO. | LIT CLEARING SERVICES, INC.

CRD#: 33997 / SEC#: 8-46191
BD
Terminated by SEC on 12/01/1998

Contact Information

Established

Delaware since 05/28/1993

Firm Type

Corporation

Fiscal Year End

September

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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