CG
Cathryn Grange
WATERCOLOR FINANCIAL
Austin, TX 78759
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CRD#: 2668514
CG
Professional summary
Cathryn Grange, who also goes by Cass Grange, is a registered financial advisor currently at WATERCOLOR FINANCIAL located in Austin, Texas.
Cathryn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Cathryn has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Cass Grange
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) FAMILY ELDERCARE. NOT INVESTMENT-RELATED. ON THE BOARD OF DIRECTORS. THIS IS A NON-PROFIT ORGANIZATION TO SERVE THE NEEDS OF THE ELDERLY IN CENTRAL TEXAS. I STARTED AS A MEMBER OF THE BOARD IN SEPTEMBER OF 2013. I DEVOTE 8 HOURS PER MONTH TO THIS, WITH TWO OF THE HOURS DURING TRADING HOURS. FAMILY ELDERCARE/1700 RUTHERFORD LANE/AUSTIN, TX 78754. (2) ARC OF THE CAPITAL AREA, BOARD MEMBER. NOT INVESTMENT-RELATED. FUNDRAISING. THIS IS A NON-PROFIT TO HELP ADULTS WITH MENTAL DISABILITIES. STARTED SEPTEMBER 2018. DEVOTE 4 HOURS PER MONTH, ONE HOUR DURING TRADING HOURS. 4902 GROVER AVE, AUSTIN, TX 78756. (3) CHARITABLE GIFT PLANNERS OF AUSTIN. NOT INVESTMENT-RELATED. P.O. BOX 80401, AUSTIN, TX 78708. DISCUSSION GROUP FOR LAWYERS, DEVELOPMENT OFFICERS, CPAs, AND FINANCIAL ADVISORS TO DISCUSS AND PROMOTE PLANNED GIVING AT CENTRAL TEXAS NON-PROFITS. PRESIDENT. START DATE: 2/8/2021. 2 HOURS PER MONTH TOTAL, 2 HOURS DURING TRADING HOURS. DUTIES: RUNNING MEETINGS AND RECRUITING NEW MEMBERS. (4) AUSTIN TEXAS CATHOLIC DIOCESE FOUNDATION. INVESTMENT-RELATED. 6225 E US HWY 290 SVRD EB AUSTIN, TX 78723. INVESTMENT COMMITTEE MEMBER. 1/1/2018. 2 HOURS PER MONTH TOTAL, 2 HOURS PER MONTH DURING TRADING HOURS. MEMBER OF COMMITTEE THAT REVIEWS AND PROVIDES INPUT ON A REGISTERED INVESTMENT ADVISOR'S RECOMMENDATIONS TO THE FOUNDATION. (5) EXECUTOR. INVESTMENT-RELATED. AUSTIN, TX. EXECUTOR OF ESTATE. 12/28/2020. 8 HOURS PER MONTH, 1 HOUR PER MONTH DURING SECURITIES TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Cathryn Grange's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 11, 2023 - Present
WATERCOLOR FINANCIAL
Office #1: 9600 Great Hills Trail Suite 150w, Austin, TX 78759RIA
CRD#: 327254
Austin, TX
Past
November 23, 2020 - October 31, 2023
NORTHWEST ASSET MANAGEMENT
RIA
CRD#: 147923
Austin, TX
Past
August 27, 2003 - November 20, 2020
LUCIEN STIRLING & GRAY ADVISORY GROUP INC
RIA
CRD#: 112641
AUSTIN, TX
Past
October 30, 1995 - December 31, 2017
LUCIEN, STIRLING & GRAY FINANCIAL CORPORATION
BD
CRD#: 30554
AUSTIN, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WF
WATERCOLOR FINANCIAL
CBM FINANCIAL, LLC | WATERCOLOR FINANCIAL GROUP | WATERCOLOR FINANCIAL
CRD#: 327254 / SEC#: 801-128561
RIA
Registered Investment Advisory firm - (8/11/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Nebraska(8/14/2023)
IAR
Texas(8/11/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
WF
WATERCOLOR FINANCIAL
CBM FINANCIAL, LLC | WATERCOLOR FINANCIAL GROUP | WATERCOLOR FINANCIAL
CRD#: 327254 / SEC#: 801-128561
RIA
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Contact information
Main Address
9600 Great Hills Trail Suite 150w, Austin, TX 78759
Mailing Address
Po Box 202378, Austin, TX 78720
Phone number
(512) 250-1544
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 513 |
| AUM (Assets Under Management) | $ 184,775,297 |
Red Flags
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