Barbara C. Dillow
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barbara Cecille Dillow, who also goes by Barbara G Dillow, Barbara Cicille Gamble, was a registered financial professional .
Barbara is a previously registered financial professional and started their career in finance in 1996. Barbara had worked at 4 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 9, 2001 - July 25, 2006
J.D. NICHOLAS & ASSOCIATES, INC.
February 23, 2000 - March 15, 2000
USALLIANZ SECURITIES, INC.
September 17, 1999 - February 11, 2000
BAXTER BANKS & SMITH, LTD.
January 26, 1996 - January 12, 1999
BMA FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.D. NICHOLAS & ASSOCIATES, INC.
CRD#: 44791 / SEC#: , 8-50822
Contact information
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
