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WM

Wendy T. Martinez

GALLAGHER FIDUCIARY ADVISORS
Richmond, VA 23227
Some features on this profile are disabled
CRD#: 2668422
WM

Professional summary

Wendy Tamie Martinez, who also goes by Wendy Higa, Wendy Martinez, Wendy Tamie Omura, Wendy Omura, Wendy T Omura, is a registered financial advisor currently at GALLAGHER FIDUCIARY ADVISORS, LLC located in Richmond, Virginia and OSAIC WEALTH, INC. located in Richmond, Virginia.

Wendy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Wendy has worked at 10 firms and has passed the Series 66, Series 99TO, Series 52TO, SIE, Series 7, Series 53, Series 4 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Wendy Higa | Wendy Martinez | Wendy Tamie Omura | Wendy Omura | Wendy T Omura

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) f3Logic,LLC;investment related;11980 Portland Ave S,Burnsville,MN 55537;llc;director of operations;1/27/2020;160 hrs/month;130 hrs during trading;oversight of day to day operations 2) Gallagher Fiduciary Advisors,LLC;investment related;2850 Golf Road,Rolling Meadows,IL 60008;llc;director of operations;6/19/2023;160 hrs/month;130 hrs during trading;oversight of day to day operations 3) GALLAGHER FIDUCIARY ADVISORS, LLC POSITION: VP Operations NATURE: It is a registered investment advisor LLC (RIA Business) INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 06/19/2023 ADDRESS: 2850 Golf Road, Rolling Meadows IL 60008, United States DESCRIPTION: Oversight of day to day operations

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wendy Tamie Martinez's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 10, 2023 - Present

GALLAGHER FIDUCIARY ADVISORS, LLC

Office #1: 2104 West Laburnum Ave., Ste. 101, Richmond, VA 23227
RIA
CRD#: 146509
Richmond, VA
Current

August 23, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 2104 West Laburnum Ave Suite 101, Richmond, VA 23227
RIA
BD
CRD#: 23131
Richmond, VA
Past

July 21, 2023 - August 23, 2024

TRIAD ADVISORS LLC

BD
CRD#: 25803
Richmond, VA
Past

October 1, 2019 - May 19, 2023

F3LOGIC, LLC

RIA
CRD#: 289863
BURNSVILLE, MN
Past

August 22, 2019 - July 14, 2023

INDEPENDENT FINANCIAL GROUP, LLC

BD
CRD#: 7717
RICHMOND, VA
Past

April 24, 2018 - September 4, 2018

SII INVESTMENTS, INC.

BD
CRD#: 2225
APPLETON, WI
Past

April 24, 2018 - September 4, 2018

INVESTMENT CENTERS OF AMERICA, INC.

BD
CRD#: 16443
APPLETON, WI
Past

April 24, 2018 - September 4, 2018

INVEST FINANCIAL CORPORATION

BD
CRD#: 12984
APPLETON, WI
Past

October 11, 2000 - June 25, 2018

NATIONAL PLANNING CORPORATION

RIA
CRD#: 29604
El Segundo, CA
Past

September 2, 1999 - September 4, 2018

NATIONAL PLANNING CORPORATION

BD
CRD#: 29604
El Segundo, CA
Past

October 25, 1995 - September 10, 1999

TRANSAMERICA FINANCIAL ADVISORS, INC.

BD
CRD#: 3600
LOS ANGELES, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GF
GALLAGHER FIDUCIARY ADVISORS, LLC
COMPASS POINT RETIREMENT PLANNING | YANNI PARTNERS, A DIVISION OF GBS INVESTMENT CONSULTING, LLC | RIVERS INVESTMENT GROUP | KUSSKE FINANCIAL MANAGEMENT | INVESTAR ASSET MANAGEMENT | INDEPENDENT FIDUCIARY SERVICES, A DIVISION OF GBS INVESTMENT CONSULTING, LLC | GBS INVESTMENT CONSULTING, LLC | GALLAGHER INVESTMENTS | GALLAGHER FIDUCIARY ADVISORS, LLC | FLAGSTONE WEALTH MANAGEMENT | FINANCIAL CONSULTANTS OF AMERICA

CRD#: 146509 / SEC#: 801-68868

RIA
Registered Investment Advisory firm - (3/17/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR
California
(8/10/2023)
RR
California
(8/23/2024)
IAR
Virginia
(8/10/2023)
RR
Virginia
(8/23/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/19/2000
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 9/4/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/24/1995
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 2/21/2001
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 10/27/2000
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/28/1997
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

GF
GALLAGHER FIDUCIARY ADVISORS, LLC
COMPASS POINT RETIREMENT PLANNING | YANNI PARTNERS, A DIVISION OF GBS INVESTMENT CONSULTING, LLC | RIVERS INVESTMENT GROUP | KUSSKE FINANCIAL MANAGEMENT | INVESTAR ASSET MANAGEMENT | INDEPENDENT FIDUCIARY SERVICES, A DIVISION OF GBS INVESTMENT CONSULTING, LLC | GBS INVESTMENT CONSULTING, LLC | GALLAGHER INVESTMENTS | GALLAGHER FIDUCIARY ADVISORS, LLC | FLAGSTONE WEALTH MANAGEMENT | FINANCIAL CONSULTANTS OF AMERICA

CRD#: 146509 / SEC#: 801-68868

RIA
Registered Investment Advisory firm - (3/17/2008 Approved)
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Contact information

Main Address
2850 Golf Road, Rolling Meadows, IL 60008
Mailing Address
Phone number
(212) 330-1011
Established
Firm type
Fiscal year end
# of Employees
221

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A FOR GALLAGHER FIDUCIARY ADVISORS, LLC FOR RETAIL CLIENTS (4/22/2025)
FORM ADV PART 2A FOR GALLAGHER FIDUCIARY ADVISORS, LLC FOR INSTITUTIONAL CLIENTS (4/22/2025)

Regulatory assets under management

Total Number of Accounts5,754
AUM (Assets Under Management)$ 180,614,282,519

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GALLAGHER FIDUCIARY ADVISORS, LLC

CRD#: 146509Richmond, VA 23227

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