Edward G. Phoebus
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Garland Phoebus III, who also goes by Edward Garland Phoebus, Gary Phoebus III, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1995. Edward had worked at 5 firms and has passed the Series 65, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 2006 - October 31, 2022
NEA MEMBER BENEFITS
May 28, 2003 - December 15, 2005
NEA'S MBC INVESTOR SERVICES COMPANY
October 12, 2001 - September 5, 2008
SECURITY DISTRIBUTORS
November 20, 1996 - October 31, 2000
NATIONWIDE INVESTMENT SERVICES CORPORATION
November 24, 1995 - November 27, 1996
FINANCIAL HORIZONS SECURITIES CORPORATION
Primary Firm SEC Registration
NEA MEMBER BENEFITS
CRD#: 138196 / SEC#: 801-64989
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
NEA MEMBER BENEFITS
CRD#: 138196 / SEC#: 801-64989
Contact information
SEC notice filing (51 States and Territories)
Red Flags
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