Billy J. Robertson

REALTA EQUITIES

SAN ANTONIO, TX 78232

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CRD#: 2668217

Professional summary

Billy James Robertson, who also goes by Bill Robertson, is a registered financial professional currently at REALTA EQUITIES, INC. located in San Antonio, Texas.

Billy is registered as a RR (Registered Representative) and started their career in finance in 1996. Billy has worked at 8 firms and has passed the Series 63, SIE, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Bill Robertson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Billy James Robertson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 4, 2024 - Present

REALTA EQUITIES, INC.

Office #1: 14350 Northbrook Drive Suite 150, San Antonio, TX 78232

CRD#: 23769

SAN ANTONIO, TX

Past

December 19, 2023 - January 24, 2024

ARETE WEALTH MANAGEMENT, LLC

CRD#: 44856

CHICAGO, IL

Past

July 28, 2010 - December 1, 2023

CENTER STREET SECURITIES, INC.

CRD#: 26898

SAN ANTONIO, TX

Past

December 8, 2005 - August 4, 2010

MM ASCEND LIFE INVESTOR SERVICES, LLC

CRD#: 36451

SAN ANTONIO, TX

Past

June 10, 2002 - November 9, 2005

INTERVEST INTERNATIONAL EQUITIES CORPORATION

CRD#: 20289

COLORADO SPRINGS, CO

Past

August 5, 1998 - June 10, 2002

CONSECO SECURITIES, INC.

CRD#: 29367

CARMEL, IN

Past

April 14, 1997 - August 5, 1998

CONSECO FINANCIAL SERVICES, INC.

CRD#: 629

CARMEL, IN

Past

January 30, 1996 - April 14, 1997

CONSECO EQUITY SALES, INC.

CRD#: 4125

CARMEL, IN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(6/21/2024)

California
(1/4/2024)

Colorado
(1/4/2024)

Florida
(1/4/2024)

Louisiana
(1/4/2024)

Missouri
(1/4/2024)

New York
(1/4/2024)

North Carolina
(5/17/2024)

Ohio
(1/4/2024)

Pennsylvania
(9/25/2024)

Tennessee
(7/11/2024)

Texas
(1/4/2024)

Exams

State Security Law Exam

Series 63

Date: 12/15/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 22

Date: 8/3/2015

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 1/29/1996

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

REALTA EQUITIES, INC.

COASTAL EQUITIES, INC. | THE FALMOUTH FINANCIAL GROUP | REALTA WEALTH | REALTA EQUITIES, INC.

CRD#: 23769 / SEC#: , 8-40822

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

1201 N. Orange Street Suite 300, Wilmington, DE 92130

Mailing Address

1201 N. Orange Street Suite 729, Wilmington, DE 19801

Phone number

(888) 657-5200

Established

Massachusetts since 01/24/1989

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
ORANGE STREET HOLDINGS, INC.	SHAREHOLDER
BALTOVSKI, ALEXANDER	FINOP OFFICER	2350828
ODOM, AMY ENITH	AML OFFICER	2674773
PALMER, JACOB DANIEL	CHIEF COMPLIANCE OFFICER	2309603
SCHULTZ, BARRETT OLIVER	CHIEF OPERATIONS OFFICER	2741114

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Billy J. Robertson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Billy James Robertson's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARETE WEALTH MANAGEMENT, LLC

CENTER STREET SECURITIES, INC.

MM ASCEND LIFE INVESTOR SERVICES, LLC

INTERVEST INTERNATIONAL EQUITIES CORPORATION

CONSECO SECURITIES, INC.

CONSECO FINANCIAL SERVICES, INC.

CONSECO EQUITY SALES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/15/1995

SIE

Date: 10/1/2018

Series 22

Date: 8/3/2015

Series 6

Date: 1/29/1996

FINRA

Current Firm

REALTA EQUITIES, INC.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

REALTA EQUITIES, INC.

TRUST BUT VERIFY

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