Billy James Robertson
Professional Summary
Billy James Robertson, who also goes by Bill Robertson, is a registered financial advisor currently at REALTA EQUITIES, INC. located in San Antonio, Texas. Billy is registered as a RR (Registered Representative) and started their career in finance in 1996. Billy has worked at 8 firms and has passed the Series 63, SIE, Series 22 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Bill Robertson
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
TITLEIST ASSET MANAGEMENT, LLC
LPL FINANCIAL LLC
EAGLE STRATEGIES LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
TITLEIST ASSET MANAGEMENT, LLC
LPL FINANCIAL LLC
EAGLE STRATEGIES LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
TITLEIST ASSET MANAGEMENT, LLC
LPL FINANCIAL LLC
EAGLE STRATEGIES LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
TITLEIST ASSET MANAGEMENT, LLC
LPL FINANCIAL LLC
EAGLE STRATEGIES LLC
Years of Experience
31 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
TITLEIST ASSET MANAGEMENT, LLC
LPL FINANCIAL LLC
EAGLE STRATEGIES LLC
Current Firm
COASTAL EQUITIES, INC. | THE FALMOUTH FINANCIAL GROUP | REALTA WEALTH | REALTA EQUITIES, INC.
Contact Information
Main Address
1201 N. Orange Street Suite 729, Wilmington, DE 19801Mailing Address
1201 N. Orange Street Suite 729, Wilmington, DE 19801Phone Number
(888) 657-5200Established
Massachusetts since 01/24/1989Firm Type
CorporationFiscal Year End
DecemberFirm Size
MediumFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
7Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
TITLEIST ASSET MANAGEMENT, LLC
LPL FINANCIAL LLC
EAGLE STRATEGIES LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
TITLEIST ASSET MANAGEMENT, LLC
LPL FINANCIAL LLC
EAGLE STRATEGIES LLC
State Registrations and Notice Filings
(6/21/2024)
(1/4/2024)
(1/4/2024)
(1/4/2024)
(1/4/2024)
(1/4/2024)
(1/4/2024)
(5/17/2024)
(1/4/2024)
(9/25/2024)
(1/4/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 22 — Direct Participation Programs Representative Examination
Passed Aug 2015About the Series 22 examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jan 1996About the Series 6 examSRO Registrations
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
TITLEIST ASSET MANAGEMENT, LLC
LPL FINANCIAL LLC
EAGLE STRATEGIES LLC
CRS (Client Relationship Summary) - BD
Click below to view Billy James Robertson's CRS (Customer Relationship Summary).
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
TITLEIST ASSET MANAGEMENT, LLC
LPL FINANCIAL LLC
EAGLE STRATEGIES LLC