Billy James Robertson
Professional Summary
Billy James Robertson, who also goes by Bill Robertson, is a registered financial advisor currently at REALTA EQUITIES, INC. located in San Antonio, Texas. Billy is registered as a RR (Registered Representative) and started their career in finance in 1996. Billy has worked at 8 firms and has passed the Series 63, SIE, Series 22 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Bill Robertson
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
30 years in the financial services industry
Current & Past Employments
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Current Firm
COASTAL EQUITIES, INC. | THE FALMOUTH FINANCIAL GROUP | REALTA WEALTH | REALTA EQUITIES, INC.
Contact Information
Main Address
1201 N. Orange Street Suite 729, Wilmington, DE 19801Mailing Address
1201 N. Orange Street Suite 729, Wilmington, DE 19801Phone Number
(888) 657-5200Established
Massachusetts since 01/24/1989Firm Type
CorporationFiscal Year End
DecemberFirm Size
MediumFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(6/21/2024)
(1/4/2024)
(1/4/2024)
(1/4/2024)
(1/4/2024)
(1/4/2024)
(1/4/2024)
(5/17/2024)
(1/4/2024)
(9/25/2024)
(1/4/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 22 — Direct Participation Programs Representative Examination
Passed Aug 2015About the Series 22 examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jan 1996About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Billy James Robertson's CRS (Customer Relationship Summary).
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