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JJ

John S. Jones

JOHN SCHOOLER JONES
PETALUMA, CA
Some features on this profile are disabled
CRD#: 2668179
JJ

Professional summary

John Schooler Jones is a registered financial advisor currently at JOHN SCHOOLER JONES LLC located in Petaluma, California.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. John has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Schooler Jones's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 26, 2004 - Present

JOHN SCHOOLER JONES LLC

RIA
CRD#: 129834
PETALUMA, CA
Past

November 4, 2002 - January 26, 2004

JONES, JOHN SCHOOLER

RIA
CRD#: 121598
PETALUMA, CA
Past

November 21, 2001 - June 13, 2003

LWI FINANCIAL INC.

RIA
CRD#: 111861
ROHNERT PARK, CA
Past

October 18, 2001 - September 21, 2004

LORING WARD SECURITIES INC.

BD
CRD#: 46337
SAN JOSE, CA
Past

October 30, 1995 - June 7, 2001

MACKEN SECURITIES, INC.

BD
CRD#: 13390
ROSEVILLE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(1/26/2004)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/12/2001
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/7/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 10/26/1995
General Securities Representative Examination

Current Firm

JS
JOHN SCHOOLER JONES LLC
JOHN SCHOOLER JONES LLC

CRD#: 129834 / SEC#:

California
Registered Investment Advisory firm - (1/26/2004 Approved)
PREMIUM
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Contact information

Main Address
Petaluma, CA
Mailing Address
P.o. Box 2039, Petaluma, CA 94953-2039
Phone number
(707) 779-2076
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

JOHN SCHOOLER JONES LLC

CRD#: 129834Petaluma, CA

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