John S. Jones

JOHN SCHOOLER JONES LLC

PETALUMA, CA

Some features on this profile are disabled

CRD#: 2668179

Professional summary

John Schooler Jones is a registered financial advisor currently at JOHN SCHOOLER JONES LLC located in Petaluma, California.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. John has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Schooler Jones's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 26, 2004 - Present

JOHN SCHOOLER JONES LLC

RIA

CRD#: 129834

PETALUMA, CA

Past

November 4, 2002 - January 26, 2004

JONES, JOHN SCHOOLER

RIA

CRD#: 121598

PETALUMA, CA

Past

November 21, 2001 - June 13, 2003

LWI FINANCIAL INC.

RIA

CRD#: 111861

ROHNERT PARK, CA

Past

October 18, 2001 - September 21, 2004

LORING WARD SECURITIES INC.

CRD#: 46337

SAN JOSE, CA

Past

October 30, 1995 - June 7, 2001

MACKEN SECURITIES, INC.

CRD#: 13390

ROSEVILLE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/26/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/12/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/7/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/26/1995

General Securities Representative Examination

Current Firm

JOHN SCHOOLER JONES LLC

CRD#: 129834 / SEC#:

California

Registered Investment Advisory firm - (1/26/2004 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Petaluma, CA

Mailing Address

P.o. Box 2039, Petaluma, CA 94953-2039

Phone number

(707) 779-2076

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

John S. Jones

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Schooler Jones's CRS (Customer Relationship Summary).

Certified licenses

Experience

JOHN SCHOOLER JONES LLC

JONES, JOHN SCHOOLER

LWI FINANCIAL INC.

LORING WARD SECURITIES INC.

MACKEN SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/12/2001

Series 63

Date: 11/7/1995

Series 7

Date: 10/26/1995

Current Firm

JOHN SCHOOLER JONES LLC

Contact information

Documents

Red Flags

Company Information

JOHN SCHOOLER JONES LLC

TRUST BUT VERIFY

Similar Advisors