Shengde Liu
Professional summary
Shengde Liu, who also goes by Jeff Liu, Sheng De Liu, is a registered financial advisor currently at ACCESS WEALTH GROUP, LLC located in Powell, Ohio.
Shengde is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Shengde has worked at 11 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Shengde Liu's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 3, 2023 - Present
ACCESS WEALTH GROUP, LLC
June 22, 2012 - March 15, 2021
HAMILTON CAPITAL
March 27, 2008 - April 17, 2012
MEEDER DISTRIBUTION SERVICES, INC.
February 5, 2008 - March 3, 2008
NATIONWIDE INVESTMENT ADVISORS, LLC
January 25, 2008 - March 3, 2008
NATIONWIDE INVESTMENT SERVICES CORPORATION
August 3, 2006 - January 16, 2008
GARLIKOV ADVISORS INC
May 11, 2006 - January 16, 2008
GA FINANCIAL, INC.
March 8, 2006 - April 21, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 8, 2006 - April 21, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 28, 2003 - March 8, 2006
ADVEST, INC.
June 7, 2002 - March 8, 2006
ADVEST, INC.
January 25, 1996 - June 11, 2002
PRUDENTIAL EQUITY GROUP, LLC
October 23, 1995 - February 15, 1996
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/3/2023)
Exams
Current Firm
ACCESS WEALTH GROUP, LLC
CRD#: 327982 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 382 |
| AUM (Assets Under Management) | $ 20,100,000 |
Red Flags
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