Tadas Misiunas

FORESIDE FUND SERVICES

Portland, ME 04101

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CRD#: 2668089

Professional summary

Tadas Misiunas is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Portland, Maine.

Tadas is registered as a RR (Registered Representative) and started their career in finance in 1996. Tadas has worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Tadas Misiunas's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 9, 2020 - Present

FORESIDE FUND SERVICES, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

CRD#: 46106

Portland, ME

Past

June 11, 2019 - June 10, 2020

NORTHERN LIGHTS DISTRIBUTORS, LLC

CRD#: 126159

ELKHORN, NE

Past

January 2, 2019 - May 9, 2019

VISION 4 FUND DISTRIBUTORS

CRD#: 298105

SCOTTSDALE, AZ

Past

October 1, 2018 - December 31, 2018

FIRST DOMINION CAPITAL CORP.

CRD#: 16330

RICHMOND, VA

Past

February 2, 2018 - September 28, 2018

ICAPITAL MARKETS LLC

CRD#: 118219

NEW YORK, NY

Past

February 29, 2016 - February 16, 2018

M. S. HOWELLS & CO.

CRD#: 104100

SCOTTSDALE, AZ

Past

August 7, 2015 - January 6, 2016

FORESIDE FUND SERVICES, LLC

CRD#: 46106

San Antonio, TX

Past

July 13, 2015 - August 7, 2015

U.S. GLOBAL BROKERAGE, INC.

CRD#: 44721

SAN ANTONIO, TX

Past

January 28, 2014 - July 1, 2015

NORTHERN LIGHTS DISTRIBUTORS, LLC

CRD#: 126159

ELKHORN, NE

Past

August 1, 2011 - January 2, 2014

U.S. GLOBAL BROKERAGE, INC.

CRD#: 44721

SAN ANTONIO, TX

Past

October 6, 2007 - May 12, 2008

DEAM INVESTOR SERVICES, INC.

CRD#: 754

CHICAGO, IL

Past

June 26, 1996 - July 19, 2011

DWS DISTRIBUTORS, INC.

CRD#: 37306

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(1/3/2022)

Colorado
(1/3/2022)

Florida
(7/9/2020)

Georgia
(4/10/2023)

Illinois
(1/3/2022)

Massachusetts
(1/3/2022)

Minnesota
(11/23/2020)

Missouri
(11/23/2020)

New Jersey
(11/23/2020)

New York
(11/23/2020)

Texas
(7/9/2020)

Exams

State Security Law Exam

Series 63

Date: 9/18/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/28/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/26/1996

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/25/1996

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

FORESIDE FUND SERVICES, LLC

FORESIDE FUND SERVICES, LLC | FORUM FUND SERVICES, LLC

CRD#: 46106 / SEC#: , 8-51293

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone number

(207) 553-7110

Established

Delaware since 09/08/1998

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FORESIDE DISTRIBUTORS, LLC	SOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKI	PRES/MANAGER/DIRECTOR	1544189
EDELMAN, GABRIEL	SECRETARY	6654419
LA FOND, SUSAN LORENE	TREASURER	4512785
LANZA, CHRISTOPHER CONTE	VICE PRESIDENT	2184856
MACCHIA, KATE SCHENDEL	VICE PRESIDENT	4863973
SOMMERS, WESTON	CFO/FINOP	5290145
STROUT, ALICIA KIMBERLY	CHIEF COMPLIANCE OFFICER/VICE PRESIDENT	6320351

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Tadas Misiunas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Tadas Misiunas's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHERN LIGHTS DISTRIBUTORS, LLC

VISION 4 FUND DISTRIBUTORS

FIRST DOMINION CAPITAL CORP.

ICAPITAL MARKETS LLC

M. S. HOWELLS & CO.

FORESIDE FUND SERVICES, LLC

U.S. GLOBAL BROKERAGE, INC.

NORTHERN LIGHTS DISTRIBUTORS, LLC

U.S. GLOBAL BROKERAGE, INC.

DEAM INVESTOR SERVICES, INC.

DWS DISTRIBUTORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/18/1996

SIE

Date: 9/28/2018

Series 7

Date: 12/26/1996

Series 6

Date: 6/25/1996

FINRA

Current Firm

FORESIDE FUND SERVICES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FORESIDE FUND SERVICES, LLC

TRUST BUT VERIFY

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