Tadas Misiunas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tadas Misiunas was a registered financial professional .
Tadas is a previously registered financial professional and started their career in finance in 1996. Tadas had worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 9, 2020 - April 3, 2026
FORESIDE FUND SERVICES, LLC
June 11, 2019 - June 10, 2020
NORTHERN LIGHTS DISTRIBUTORS, LLC
January 2, 2019 - May 9, 2019
VISION 4 FUND DISTRIBUTORS
October 1, 2018 - December 31, 2018
FIRST DOMINION CAPITAL CORP.
February 2, 2018 - September 28, 2018
ICAPITAL MARKETS LLC
February 29, 2016 - February 16, 2018
M. S. HOWELLS & CO.
August 7, 2015 - January 6, 2016
FORESIDE FUND SERVICES, LLC
July 13, 2015 - August 7, 2015
U.S. GLOBAL BROKERAGE, INC.
January 28, 2014 - July 1, 2015
NORTHERN LIGHTS DISTRIBUTORS, LLC
August 1, 2011 - January 2, 2014
U.S. GLOBAL BROKERAGE, INC.
October 6, 2007 - May 12, 2008
DEAM INVESTOR SERVICES, INC.
June 26, 1996 - July 19, 2011
DWS DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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