William J. Kelley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Joseph Kelley was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1968. William had worked at 5 firms and has passed the Series 63, Series 6, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 21, 1985 - May 17, 1988
TITAN/VALUE EQUITIES GROUP, INC.
February 6, 1980 - February 14, 1985
WZW FINANCIAL SERVICES, INC.
July 20, 1977 - February 16, 1980
UNIVERSAL HERITAGE INVESTMENTS CORPORATION
April 9, 1975 - August 15, 1977
ETI INVESTMENT CORPORATION
September 27, 1968 - May 16, 1975
FINANCIAL SERVICE CORPORATION OF AMERICA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/27/1968
Registered Representative ExaminationSeries 00
Date: 6/3/1975
General Securities Principal ExaminationCurrent Firm
TITAN/VALUE EQUITIES GROUP, INC.
CRD#: 6359 / SEC#: , 8-16697
Contact information
Documents
Red Flags
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