Debra Woodard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Debra Woodard, who also goes by Debra Woodard, Debra Woodard-sanders, Debra Woodardsanders, was a registered financial professional .
Debra is a previously registered financial professional and started their career in finance in 1997. Debra had worked at 12 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 6, 2019 - September 28, 2020
ALLSTATE FINANCIAL SERVICES, LLC
June 2, 2017 - December 22, 2018
W&S BROKERAGE SERVICES, INC.
March 25, 2017 - April 11, 2017
MML INVESTORS SERVICES, LLC
January 30, 2015 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
May 19, 2014 - January 30, 2015
PRUCO SECURITIES, LLC.
June 8, 2012 - August 30, 2012
WADDELL & REED
July 9, 2007 - March 14, 2011
MSI FINANCIAL SERVICES, INC.
July 6, 2005 - February 21, 2007
CHASE INVESTMENT SERVICES CORP.
February 25, 2004 - July 6, 2005
BANC ONE SECURITIES CORPORATION
July 7, 2003 - February 20, 2004
CHARTER ONE SECURITIES, INC.
January 24, 2003 - June 20, 2003
UVEST FINANCIAL SERVICES GROUP, INC.
August 1, 2000 - January 30, 2003
IFMG SECURITIES, INC.
June 11, 1997 - September 14, 2000
METROPOLITAN LIFE INSURANCE COMPANY
June 11, 1997 - September 14, 2000
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
