Michael C. Metz

BOS ASSET MANAGEMENT

Palm Coast, FL

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CRD#: 2667804

Professional summary

Michael Craig Metz is a registered financial advisor currently at BOS ASSET MANAGEMENT, LLC located in Palm Coast, Florida.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Michael has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 10/28/2010: NO BUSINESS NAME - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - FIXED INSURANCE PRODUCTS PLACED THROUGH BANKS OWNED INSURANCE AGENCY. 2. 04/29/2015: METZ & METZ LLC - 3001 EAST ASH STREET, SPRINGFIELD, IL 62702 - REAL ESTATE RENTAL - START 01/01/2014 - 2 HR/MO NONE DURING SECS TRDG HRS - OWNER. 3. 7/9/2018 - Bucket List Adventures LLC - Not Investment Related - 2700 East Ash Street, Springfield, IL 62703. - Business Entity For Tax/Investment Purposes Only - Partner - Start Date: 01/11/2018 - 2 Hours Per Month/0 Hours During Securities Trading.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Craig Metz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 11, 2020 - Present

BOS ASSET MANAGEMENT, LLC

RIA

CRD#: 310632

Palm Coast, FL

Past

November 30, 2010 - April 5, 2023

LPL FINANCIAL LLC

RIA

CRD#: 6413

SPRINGFIELD, IL

Past

November 30, 2010 - April 5, 2023

LPL FINANCIAL LLC

CRD#: 6413

SPRINGFIELD, IL

Past

January 2, 2009 - December 2, 2010

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

SPRINGFIELD, IL

Past

September 14, 2007 - January 2, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

SPRINGFIELD, IL

Past

April 3, 2007 - December 2, 2010

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

SPRINGFIELD, IL

Past

October 1, 2002 - April 4, 2007

AMERICAN GENERAL SECURITIES INCORPORATED

CRD#: 13626

SPRINGFIELD, IL

Past

October 19, 1995 - October 1, 2002

AMERICAN GENERAL EQUITY SERVICES CORPORATION

CRD#: 5435

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BOS ASSET MANAGEMENT, LLC

CRD#: 310632 / SEC#: 801-119836

RIA

Registered Investment Advisory firm - (11/20/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(11/13/2024)

IAR

Illinois
(12/11/2020)

IAR

Texas
(12/11/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/4/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/18/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/19/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/18/1995

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BOS ASSET MANAGEMENT, LLC

CRD#: 310632 / SEC#: 801-119836

RIA

Registered Investment Advisory firm - (11/20/2020 Approved)

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Contact information

Main Address

3400 Wabash Avenue, Springfield, IL 62711

Mailing Address

Phone number

(833) 943-8090

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP FEE BROCHURE FOR BOS ASSET MANAGEMENT, LLC (3/31/2025)

DISCLOSURE BROCHURE FOR BOS ASSET MANAGEMENT, LLC (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,144
AUM (Assets Under Management)	$ 828,687,841

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael C. Metz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Craig Metz's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

AMERICAN GENERAL SECURITIES INCORPORATED

AMERICAN GENERAL EQUITY SERVICES CORPORATION

Primary Firm SEC Registration

BOS ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/4/1998

Series 63

Date: 10/18/1995

SIE

Date: 10/1/2018

Series 7

Date: 6/19/2007

Series 6

Date: 10/18/1995

Current Firm

BOS ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BOS ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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