BL
Brian C. Lichtenstein
MONECO ADVISORS
Glastonbury, CT 06033
Some features on this profile are disabled
CRD#: 2667735
BL
Professional summary
Brian Curhan Lichtenstein is a registered financial advisor currently at MONECO ADVISORS located in Glastonbury, Connecticut and LPL FINANCIAL LLC located in Glastonbury, Connecticut.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Brian has worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 11/06/2023- Lichtenstein Tax Consultants LLC- Tax Prep/Accounting/CPA- CEO - Inv. Related- Glastonbury, CT- 40hrs/mth 2) 11/06/2023- Brian Lichtenstein- Non-Variable Insurance- Agent selling Life, Health, Disability, Long Term Care, Fixed Annuities - Inv. Related- Glastonbury, CT- 1hr/mth 3) 11/06/2023- Brunami, LLC - Business Owner- Selling custom martial art clothing- Non-Inv. Related- West Hartford CT- 1hrs/mth 4) 11/06/2023- Lichtenstein Financial - DBA for LPL Business (entity for LPL business)- Inv. Related- At reported business location(s)- 160hrs/mth 5) 11/06/2023- TGB LLC- Real Estate Rental- owner- Inv. Related- Glastonbury, CT- 2hrs/mth 6) 11/17/2023 - Moneco Advisors LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 11/06/2023 - 160 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through Moneco Advisors, an independent investment advisor firm. I started this business activity in 11/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Brian Curhan Lichtenstein's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 7, 2023 - Present
MONECO ADVISORS
Office #1: 25 New London Tpke, Glastonbury, CT 06033RIA
CRD#: 171922
Glastonbury, CT
Current
November 7, 2023 - Present
LPL FINANCIAL LLC
Office #1: 25 New London Turnpike, Glastonbury, CT 06033RIA
BD
CRD#: 6413
Glastonbury, CT
Past
December 18, 2007 - November 9, 2023
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
GLASTONBURY, CT
Past
December 18, 2007 - November 9, 2023
SECURITIES AMERICA, INC.
BD
CRD#: 10205
GLASTONBURY, CT
Past
January 1, 1996 - December 31, 2007
OHANESIAN / LECOURS, INC.
BD
CRD#: 23757
GLASTONBURY, CT
Past
May 13, 1994 - December 31, 2007
OHANESIAN / LECOURS, INC.
RIA
CRD#: 23757
GLASTONBURY, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MONECO ADVISORS
ACORN CONSULTING | WILLOW | ROCCO & ASSOCIATES WEALTH MANAGEMENT | MONECO WESTCHESTER | MONECO NEW CANAAN | MONECO BERKSHIRES | MONECO BERGEN COUNTY | MONECO ADVISORS, LLC | MONECO ADVISORS | LICHTENSTEIN AT MONECO | LICHENSTEIN FINANCIAL
CRD#: 171922 / SEC#: 801-80027
RIA
Registered Investment Advisory firm - (7/14/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(11/7/2023)
RR
Colorado(11/7/2023)
RR
Connecticut(11/7/2023)
IAR
Connecticut(11/7/2023)
RR
District of Columbia(11/7/2023)
RR
Florida(11/7/2023)
RR
Maine(11/7/2023)
RR
Maryland(11/7/2023)
RR
Massachusetts(11/7/2023)
RR
Michigan(11/7/2023)
RR
Minnesota(11/7/2023)
RR
Montana(11/7/2023)
RR
New Hampshire(11/7/2023)
RR
New Jersey(11/7/2023)
RR
New York(11/7/2023)
RR
North Carolina(11/9/2023)
RR
Ohio(11/7/2023)
RR
Oregon(11/7/2023)
RR
Pennsylvania(11/7/2023)
RR
Rhode Island(11/7/2023)
RR
South Carolina(11/7/2023)
RR
Tennessee(11/7/2023)
IAR
Texas(11/8/2023)
RR
Vermont(11/7/2023)
RR
Virginia(11/7/2023)
RR
Washington(10/23/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MA
MONECO ADVISORS
ACORN CONSULTING | WILLOW | ROCCO & ASSOCIATES WEALTH MANAGEMENT | MONECO WESTCHESTER | MONECO NEW CANAAN | MONECO BERKSHIRES | MONECO BERGEN COUNTY | MONECO ADVISORS, LLC | MONECO ADVISORS | LICHTENSTEIN AT MONECO | LICHENSTEIN FINANCIAL
CRD#: 171922 / SEC#: 801-80027
RIA
Registered Investment Advisory firm - (7/14/2014 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
2150 Post Road, Suite 201, Fairfield, CT 06824
Mailing Address
Phone number
(203) 319-3550
Established
Firm type
Fiscal year end
# of Employees
65
SEC notice filing (35 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,130 |
| AUM (Assets Under Management) | $ 1,915,081,746 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
