Jonathan S. Posner

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CRD#: 2667589

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jonathan S Posner was a registered financial professional .

Jonathan is a previously registered financial professional and started their career in finance in 1995. Jonathan had worked at 11 firms and has passed the Series 63, Series 65, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 24, 2013 - October 10, 2014

JHS CAPITAL ADVISORS, LLC

CRD#: 112097

PLAINVIEW, NY

Past

August 7, 2012 - May 16, 2013

ECHOTRADE LLC

CRD#: 42239

PHOENIX, AZ

Past

May 3, 2010 - October 29, 2010

ITA FINANCIAL SERVICES, LLC

CRD#: 38649

MIAMI, FL

Past

January 6, 2010 - March 31, 2010

ECHOTRADE LLC

CRD#: 42239

PHOENIX, AZ

Past

January 8, 2007 - May 12, 2008

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

BOCA RATON, FL

Past

January 3, 2007 - May 12, 2008

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

BOCA RATON, FL

Past

September 14, 2005 - April 27, 2007

NORTHERN TRUST INVESTMENTS, INCORPORATED

RIA

CRD#: 105780

WEST PALM BEACH, FL

Past

October 13, 2004 - May 27, 2005

GUZMAN & COMPANY

CRD#: 21013

CORAL GABLES, FL

Past

August 5, 2002 - September 1, 2004

BEAR HUNTER STRUCTURED PRODUCTS LLC

CRD#: 111198

NEW YORK, NY

Past

July 2, 1998 - August 6, 2002

GOLDMAN SACHS EXECUTION & CLEARING, L.P.

CRD#: 3466

NEW YORK, NY

Past

March 11, 1997 - June 19, 1998

FINANCIAL SQUARE PARTNERS

CRD#: 1541

NEW YORK, NY

Past

May 1, 1996 - March 5, 1997

GOLDMAN SACHS EXECUTION & CLEARING, L.P.

CRD#: 3466

NEW YORK, NY

Past

November 29, 1995 - February 29, 1996

A.J. MICHAELS & CO., LTD.

CRD#: 19883

HAUPPAUGE, NY

Past

October 18, 1995 - November 28, 1995

COMMONWEALTH ASSOCIATES

CRD#: 20833

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 6/18/2013

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 9/2/2005

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/10/2014

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 8/31/1998

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 10/17/1995

General Securities Representative Examination

Current Firm

JHS CAPITAL ADVISORS, LLC

CRD#: 112097 / SEC#: 801-71238, 8-53232

Terminated by SEC on 10/23/2015

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Contact information

Main Address

Mailing Address

Phone number

Established

Florida since 11/30/2011

Firm type

Limited Liability Company

Fiscal year end

December

# of Employees

Documents

Latest Form ADV

Part 2 Brochures

JHS CAPITAL PART 2A (3/23/2015)

Direct owners and executive officers

Name	Position	CRD#
JHS CAPITAL HOLDINGS, LLC	OWNER
BENDERT, SCOTT JAMES	CHIEF EXECUTIVE OFFICER	5602806
CARTER, ANA ROUMENOVA	CFO/FINOP	4424794
DUIS, DEBORA JEANNE	DIRECTOR OF BRANCH SUPERVISION AND TRAINING	2390411
TURNER, WILLIAM R	INTERIM CHIEF COMPLIANCE OFFICER	859497

Disclosures

Regulatory Event	6
Arbitration	2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jonathan S. Posner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ECHOTRADE LLC

ITA FINANCIAL SERVICES, LLC

ECHOTRADE LLC

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

NORTHERN TRUST INVESTMENTS, INCORPORATED

GUZMAN & COMPANY

BEAR HUNTER STRUCTURED PRODUCTS LLC

GOLDMAN SACHS EXECUTION & CLEARING, L.P.

FINANCIAL SQUARE PARTNERS

GOLDMAN SACHS EXECUTION & CLEARING, L.P.

A.J. MICHAELS & CO., LTD.

COMMONWEALTH ASSOCIATES

State Registrations and Notice Filings

Exams

Series 63

Date: 6/18/2013

Series 65

Date: 9/2/2005

SIE

Date: 10/10/2014

Series 55

Date: 8/31/1998

Series 7

Date: 10/17/1995

Current Firm

JHS CAPITAL ADVISORS, LLC

Contact information

Documents

Part 2 Brochures

Direct owners and executive officers

Disclosures

Red Flags

Company Information

JHS CAPITAL ADVISORS, LLC

TRUST BUT VERIFY

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