Sal T. Kargodorian

GOLDEN K PLANS AND WEALTH MANAGEMENT A DBA OF GOLDEN K WEALTH MG

Woodland Hills, CA 91367

Some features on this profile are disabled

CRD#: 2667572

Professional summary

Sal T. Kargodorian, AIF®, who also goes by Sal Kargodorian, Tsolag Sal Kargodorian, is a registered financial advisor currently at GOLDEN K PLANS AND WEALTH MANAGEMENT A DBA OF GOLDEN K WEALTH MG located in Woodland Hills, California.

Sal is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Sal has worked at 3 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sal Kargodorian | Tsolag Sal Kargodorian

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

GOLDEN K PLANS INC, OWNER, THIRD PARTY ADMINISTRATOR OR RECORDKEEPER

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sal T. Kargodorian's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

June 8, 2011 - Present

GOLDEN K PLANS AND WEALTH MANAGEMENT A DBA OF GOLDEN K WEALTH MG

Office #1: 5950 Canoga Avenue Suite 540, Woodland Hills, CA 91367

RIA

CRD#: 156588

Woodland Hills, CA

Past

June 8, 2000 - June 16, 2011

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

WOODLAND HILLS, CA

Past

October 10, 1995 - January 5, 2000

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

October 10, 1995 - June 16, 2011

EQUITABLE ADVISORS, LLC

CRD#: 6627

WOODLAND HILLS, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GOLDEN K PLANS AND WEALTH MANAGEMENT A DBA OF GOLDEN K WEALTH MG

GOLDEN K PLANS AND WEALTH MANAGEMENT A DBA OF GOLDEN K WEALTH MG | GOLDEN K WEALTH MANAGEMENT, LLC

CRD#: 156588 / SEC#: 801-119036

RIA

Registered Investment Advisory firm - (7/15/2020 Approved)

California

Registered Investment Advisory firm - (8/14/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/8/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/17/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/11/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/25/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/4/1995

Investment Company Products/Variable Contracts Representative Examination

Current Firm

GOLDEN K PLANS AND WEALTH MANAGEMENT A DBA OF GOLDEN K WEALTH MG

GOLDEN K PLANS AND WEALTH MANAGEMENT A DBA OF GOLDEN K WEALTH MG | GOLDEN K WEALTH MANAGEMENT, LLC

CRD#: 156588 / SEC#: 801-119036

RIA

Registered Investment Advisory firm - (7/15/2020 Approved)

California

Registered Investment Advisory firm - (8/14/2020 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

5950 Canoga Avenue Suite 540, Woodland Hills, CA 91367

Mailing Address

Phone number

(818) 587-4455

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GOLDEN K WEALTH MANAGEMENT, LLC BROCHURE (3/24/2025)

Regulatory assets under management

Total Number of Accounts	195
AUM (Assets Under Management)	$ 159,492,750

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

John Powell

EQUITABLE ADVISORS, LLC

IAR

Los Angeles, CA

Danielle Barrios

MORGAN STANLEY

IAR

Beverly Hills, CA

Natalia Avila

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

SANTA CLARITA, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Sal T. Kargodorian

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sal T. Kargodorian's CRS (Customer Relationship Summary).

Certified licenses

Experience

EQUITABLE ADVISORS, LLC

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

GOLDEN K PLANS AND WEALTH MANAGEMENT A DBA OF GOLDEN K WEALTH MG

State Registrations and Notice Filings

Exams

Series 65

Date: 1/17/2000

Series 63

Date: 10/11/1995

Series 7

Date: 8/25/1999

Series 6

Date: 10/4/1995

Current Firm

GOLDEN K PLANS AND WEALTH MANAGEMENT A DBA OF GOLDEN K WEALTH MG

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GOLDEN K PLANS AND WEALTH MANAGEMENT A DBA OF GOLDEN K WEALTH MG

TRUST BUT VERIFY

Similar Advisors