Arni J. Diamond
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Arni Jay Diamond, who also goes by Arni Jat Diamond, was a registered financial professional .
Arni is a previously registered financial professional and started their career in finance in 1995. Arni had worked at 15 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 9, 2022 - May 9, 2023
EMPIRIKAL PARTNERS LLC
December 7, 2021 - January 6, 2022
SUPREME ALLIANCE LLC
October 26, 2021 - January 6, 2022
SUPREME ALLIANCE LLC
September 17, 2018 - October 15, 2020
DEMPSEY LORD SMITH, LLC
September 14, 2018 - October 15, 2020
DEMPSEY LORD SMITH, LLC
May 4, 2018 - September 19, 2018
CATALYST WEALTH MANAGEMENT
August 19, 2013 - July 11, 2018
KALOS MANAGEMENT
July 25, 2013 - September 14, 2018
KALOS CAPITAL, INC.
March 28, 2008 - July 29, 2013
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
March 27, 2008 - July 29, 2013
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
April 12, 2006 - March 28, 2008
FSC SECURITIES CORPORATION
April 11, 2006 - March 28, 2008
FSC SECURITIES CORPORATION
May 18, 2004 - April 24, 2006
USALLIANZ SECURITIES, INC.
October 3, 2003 - April 24, 2006
USALLIANZ SECURITIES, INC.
March 27, 2003 - October 3, 2003
PRINCIPAL SECURITIES, INC.
May 26, 2000 - March 24, 2003
USALLIANZ SECURITIES, INC.
March 22, 2000 - June 1, 2000
OSAIC FS, INC.
December 16, 1998 - February 16, 2000
METROPOLITAN LIFE INSURANCE COMPANY
December 16, 1998 - February 16, 2000
MSI FINANCIAL SERVICES, INC.
May 9, 1997 - December 23, 1998
METLIFE INVESTORS DISTRIBUTION COMPANY
November 16, 1995 - June 27, 1996
GUARDIAN INVESTOR SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EMPIRIKAL PARTNERS LLC
CRD#: 282691 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 170 |
| AUM (Assets Under Management) | $ 88,000,000 |
Red Flags
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