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Timothy Cirenza

CRD# 2667368·Registered 1998 - 2018
Previously Registered: Being a previously registered professional could mean that Timothy is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Timothy Cirenza, who also goes by Timothy Michael Cirenza, was a registered financial advisor. Timothy was a previously registered financial professional and started their career in finance 1998 - 2018. Timothy had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7 and Series 55 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Timothy Michael Cirenza

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

MERRION SECURITIES, LLC·CRD# 30145
BD
Westfield, NJ
September 27, 2012 - February 21, 2018
MERRION INVESTMENT MANAGEMENT CO, LLC·CRD# 139143
RIA
Westfield, NJ
September 26, 2012 - February 21, 2018
UBS FINANCIAL SERVICES INC.·CRD# 8174
RIA
New York, NY
July 15, 2011 - September 24, 2012
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
New York, NY
July 15, 2011 - September 24, 2012
MORGAN STANLEY·CRD# 149777
RIA
New York, NY
April 5, 2010 - July 22, 2011
MORGAN STANLEY·CRD# 149777
BD
New York, NY
March 4, 2010 - July 22, 2011
MULTITRADE SECURITIES LLC·CRD# 47485
BD
New York, NY
April 1, 2003 - August 18, 2004
WORLDCO, L.L.C.·CRD# 24673
BD
New York, NY
July 25, 2002 - March 3, 2003
DEUTSCHE IXE, LLC·CRD# 7172
BD
New York, NY
June 8, 1998 - May 3, 2001

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Current Firm

MS
MERRION SECURITIES, LLC

MERRION ALTERNATIVE INVESTMENTS | MERRION SECURITIES, LLC | MERRION GROUP, LLC | MERRION GROUP, L.P.

CRD#: 30145 / SEC#: 8-44770
BD
Terminated by SEC on 12/11/2022

Contact Information

Established

New Jersey since 05/01/1998

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
WIGTON, WILLIAM BENSONCHIEF EXECUTIVE OFFICER806775
ERB, DAVID EDWINREGISTERED OPTIONS PRINCIPAL4572290
ROGERS, RANDOLPH CHRISTIANCHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER4821597
SPINDEL, HOWARDFINANCIAL OPERATIONS PRINCIPAL708042

Disclosures

Regulatory Event

6

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Apr 2010About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2003About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Feb 2018About the SIE exam

Series 31 — Futures Managed Funds Examination

Passed Apr 2010About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Mar 2010About the Series 7 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Aug 1999

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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