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TC

Timothy Cirenza

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CRD#: 2667368
TC

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Timothy Cirenza, who also goes by Timothy Michael Cirenza, was a registered financial professional .

Timothy is a previously registered financial professional and started their career in finance in 1998. Timothy had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7 and Series 55 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Timothy Michael Cirenza

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

September 27, 2012 - February 21, 2018

MERRION SECURITIES, LLC

BD
CRD#: 30145
WESTFIELD, NJ
Past

September 26, 2012 - February 21, 2018

MERRION INVESTMENT MANAGEMENT CO, LLC

RIA
CRD#: 139143
WESTFIELD, NJ
Past

July 15, 2011 - September 24, 2012

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
NEW YORK, NY
Past

July 15, 2011 - September 24, 2012

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
NEW YORK, NY
Past

April 5, 2010 - July 22, 2011

MORGAN STANLEY

RIA
CRD#: 149777
NEW YORK, NY
Past

March 4, 2010 - July 22, 2011

MORGAN STANLEY

BD
CRD#: 149777
NEW YORK, NY
Past

April 1, 2003 - August 18, 2004

MULTITRADE SECURITIES LLC

BD
CRD#: 47485
NEW YORK, NY
Past

July 25, 2002 - March 3, 2003

WORLDCO, L.L.C.

BD
CRD#: 24673
NEW YORK, NY
Past

June 8, 1998 - May 3, 2001

DEUTSCHE IXE, LLC

BD
CRD#: 7172
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 4/2/2010
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 31
Date: 4/12/2010
Futures Managed Funds Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 8/20/1999
Limited Representative-Equity Trader Exam

Current Firm


MS
MERRION SECURITIES, LLC
MERRION ALTERNATIVE INVESTMENTS | MERRION SECURITIES, LLC | MERRION GROUP, LLC | MERRION GROUP, L.P.

CRD#: 30145 / SEC#: , 8-44770

BD
Terminated by SEC on 12/11/2022
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Contact information


Main Address
Mailing Address
Phone number
Established
New Jersey since 05/01/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
WIGTON, WILLIAM BENSONCHIEF EXECUTIVE OFFICER806775
ERB, DAVID EDWINREGISTERED OPTIONS PRINCIPAL4572290
ROGERS, RANDOLPH CHRISTIANCHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER4821597
SPINDEL, HOWARDFINANCIAL OPERATIONS PRINCIPAL708042

Disclosures


Regulatory Event6

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MERRION SECURITIES, LLC

CRD#: 30145

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