Robert J. Thompson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Joseph Thompson JR was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1996. Robert had worked at 4 firms and has passed the Series 63, Series 7, Series 53, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 15, 2000 - July 11, 2000
INVESTMENT NETWORK, INC.
November 20, 1998 - August 30, 2005
CHARTER ONE SECURITIES, INC.
January 7, 1998 - October 28, 1998
LOCUST STREET SECURITIES, INC.
January 5, 1996 - November 13, 1996
COMMUNITY SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
INVESTMENT NETWORK, INC.
CRD#: 7685 / SEC#: , 8-22231
Contact information
Documents
Direct owners and executive officers
Red Flags
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