Andres Buitron
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andres Buitron, who also goes by Andy Buitron, was a registered financial professional .
Andres is a previously registered financial professional and started their career in finance in 1995. Andres had worked at 8 firms and has passed the Series 63, Series 7TO, Series 55, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 6, 2018 - December 1, 2021
FROST BROKERAGE SERVICES, INC.
April 14, 2010 - January 22, 2013
CAPIS
March 25, 2009 - November 4, 2009
BRAYMEN, LAMBERT AND NOEL SECURITIES, LTD.
January 22, 2008 - February 10, 2009
PENSON FINANCIAL SERVICES, INC.
July 25, 2007 - September 24, 2007
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
March 23, 2006 - June 6, 2007
1ST GLOBAL CAPITAL CORP.
November 16, 1999 - March 24, 2006
PENSON FINANCIAL SERVICES, INC.
August 25, 1998 - October 15, 1998
LLOYD WADE SECURITIES INC.
October 9, 1995 - March 20, 1996
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/27/2024
General Securities Representative ExaminationSeries 55
Date: 5/23/2000
Limited Representative-Equity Trader ExamCurrent Firm
FROST BROKERAGE SERVICES, INC.
CRD#: 17465 / SEC#: , 8-35285
Contact information
FINRA licenses (48 States and Territories)
Disclosures
| Regulatory Event | 4 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
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