Stephen Jacob Blum
CFP®, ChFC®, CLU®Professional Summary
Stephen Jacob Blum, CFP®, ChFC®, CLU®, who also goes by Steve Blum, Stephen J Blum, is a registered financial advisor currently at STRATEGIC WEALTH PLANNING located in Richardson, Texas. Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Stephen has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Steve Blum, Stephen J Blum
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Credentials
Years of Experience
23 years in the financial services industry
Current & Past Employments
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Current Firm
BLUM FINANCIAL, LP | STRATEGIC WEALTH PLANNING
Contact Information
Main Address
2929 North Central Expressway Suite 200, Richardson, TX 75080Phone Number
(214) 727-6000# of Employees
6SEC notice filing (1 States and Territories)
Registered to provide investment advisory services in 1 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
781AUM (Assets Under Management)
$208,600,000Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
BLUM FINANCIAL, LP | STRATEGIC WEALTH PLANNING
State Registrations and Notice Filings
(1/8/2009)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Stephen Jacob Blum's CRS (Customer Relationship Summary).
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