Kent E. Mckown

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CRD#: 2667118

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kent Evan Mckown was a registered financial professional .

Kent is a previously registered financial professional and started their career in finance in 1996. Kent had worked at 8 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 79, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 23, 2021 - May 16, 2023

FINALIS SECURITIES LLC

CRD#: 305908

NEW YORK, NY

Past

January 24, 2020 - December 23, 2021

GT SECURITIES, INC.

CRD#: 116012

LOS ANGELES, CA

Past

July 28, 2017 - May 31, 2018

STILLPOINT CAPITAL, LLC

CRD#: 133146

TAMPA, FL

Past

May 13, 2015 - September 22, 2015

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

SPARTANBURG, SC

Past

April 13, 2015 - September 22, 2015

CETERA WEALTH SERVICES, LLC

CRD#: 13572

SPARTANBURG, SC

Past

July 18, 2008 - November 10, 2009

OSAIC FA, INC.

RIA

CRD#: 3978

GREEN, SC

Past

July 3, 2008 - November 10, 2009

OSAIC FA, INC.

CRD#: 3978

GREEN, SC

Past

September 9, 2002 - January 15, 2004

UVEST FINANCIAL SERVICES GROUP, INC.

CRD#: 13787

CHARLOTTE, NC

Past

December 12, 2001 - June 28, 2002

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

August 29, 2001 - December 14, 2001

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

Past

January 23, 1996 - September 22, 1997

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/12/2015

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 9/13/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/28/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/31/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 79

Date: 9/6/2017

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 7

Date: 4/13/2015

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/22/1996

Investment Company Products/Variable Contracts Representative Examination

Current Firm

FINALIS SECURITIES LLC

DEALSYTE SECURITIES LLC | FINALIS SECURITIES LLC

CRD#: 305908 / SEC#: , 8-70425

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

228 Park Ave South Suite 85550, New York, NY 10003

Mailing Address

228 Park Ave South Suite 85550, New York, NY 10003

Phone number

(800) 962-0418

Established

Delaware since 09/10/2019

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FINALIS, INC.	HOLDING COMPANY
AZARY, DENNIS MICHAEL	CEO/CCO/FINOP	2384263

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kent E. Mckown

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

GT SECURITIES, INC.

STILLPOINT CAPITAL, LLC

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

OSAIC FA, INC.

OSAIC FA, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

AVANTAX INVESTMENT SERVICES, INC.

AVANTAX INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/12/2015

Series 65

Date: 9/13/2001

Series 63

Date: 6/28/2001

SIE

Date: 5/31/2018

Series 79

Date: 9/6/2017

Series 7

Date: 4/13/2015

Series 6

Date: 1/22/1996

Current Firm

FINALIS SECURITIES LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FINALIS SECURITIES LLC

TRUST BUT VERIFY

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