Jennifer C. Sorenson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jennifer Christina Sorenson, who also goes by Jennifer Christina Jorenson, Christy Sorenson, Jennifer Vavrina, was a registered financial professional .
Jennifer is a previously registered financial professional and started their career in finance in 1995. Jennifer had worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 14, 2011 - March 27, 2014
ELLIOTT COVE CAPITAL MANAGEMENT
July 12, 1999 - April 28, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
July 1, 1998 - April 28, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
July 1, 1998 - July 12, 1999
BA INVESTMENT SERVICES, INC.
October 12, 1995 - July 1, 1998
SEAFIRST INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
ELLIOTT COVE CAPITAL MANAGEMENT
CRD#: 123636 / SEC#: 801-63436
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ELLIOTT COVE CAPITAL MANAGEMENT
CRD#: 123636 / SEC#: 801-63436
Contact information
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 898 |
| AUM (Assets Under Management) | $ 307,782,769 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
