Patrick K. Coughlin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick Kellogg Coughlin was a registered financial professional .
Patrick is a previously registered financial professional and started their career in finance in 1997. Patrick had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2013 - November 3, 2014
CAMMACK LARHETTE BROKERAGE, INC.
October 23, 2012 - February 25, 2015
CAMMACK RETIREMENT GROUP
February 2, 2010 - August 31, 2012
CLEARPATH RETIREMENT PARTNERS
October 26, 2009 - February 9, 2010
NRP ADVISORS, INC.
August 25, 2009 - December 24, 2009
NRP FINANCIAL, INC.
August 15, 2005 - July 9, 2009
CHARLES SCHWAB & CO., INC.
January 1, 1997 - June 22, 2005
FIDELITY DISTRIBUTORS COMPANY LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAMMACK LARHETTE BROKERAGE, INC.
CRD#: 109906 / SEC#: , 8-53117
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
