John W. Palumbo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John William Palumbo, who also goes by Jack Palumbo, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1995. John had worked at 6 firms and has passed the Series 66, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 11, 2009 - April 30, 2013
MANAGED ACCOUNT SERVICES, LLC
April 2, 2007 - July 24, 2008
MORGAN STANLEY & CO. LLC
April 2, 2007 - July 24, 2008
MORGAN STANLEY & CO. LLC
June 14, 2006 - April 2, 2007
MORGAN STANLEY DW INC.
June 14, 2006 - April 2, 2007
MORGAN STANLEY DW INC.
November 8, 2005 - June 22, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 6, 2005 - June 22, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 19, 2005 - December 8, 2005
BLACK KNIGHT VENTURES, INC.
October 18, 1995 - October 25, 2002
FIS SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MANAGED ACCOUNT SERVICES, LLC
CRD#: 133803 / SEC#: , 8-66783
Contact information
Documents
Red Flags
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