Joseph C. Keske
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Charles Keske, CFP®, who also goes by Joe Keske, was a registered financial advisor .
Joseph is a previously registered financial advisor and started their career in finance in 1995. Joseph had worked at 4 firms and has passed the Series 66, Series 63, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2005
Experience
January 10, 2005 - July 27, 2007
COUNTRY TRUST BANK
May 13, 2002 - April 23, 2012
COUNTRY CAPITAL MANAGEMENT COMPANY
April 22, 1996 - September 7, 2001
TD AMERITRADE, INC.
October 20, 1995 - January 26, 1996
BROKER DEALER FINANCIAL SERVICES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 3/24/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
