Vincent P. Rokose

GLOBAL ASSET MANAGEMENT GROUP

Winter Springs, FL 32708

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CRD#: 2666787

Professional summary

Vincent Peter Rokose is a registered financial advisor currently at GLOBAL ASSET MANAGEMENT GROUP located in Winter Springs, Florida.

Vincent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Vincent has worked at 3 firms and has passed the Series 65, Series 63, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

COMPANY NAME: LIFEANSWERS FINANCIAL GROUP INVESTMENT RELATED: NO ADDRESS: PO BOX 742093 BOYNTON BEACH, FL 33474 NATURE OF BUSINESS: INSURANCE SALES POSITION: INSURANCE AGENT HOURS/MONTH: 120

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vincent Peter Rokose's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 23, 2010 - Present

GLOBAL ASSET MANAGEMENT GROUP

Office #1: 866 E Sr 434, Winter Springs, FL 32708

RIA

CRD#: 150904

Winter Springs, FL

Past

January 14, 2008 - September 21, 2009

FINANCIAL LEADERSHIP ADVISORS, INC.

RIA

CRD#: 139864

ALPHARETTA, GA

Past

December 11, 1995 - March 28, 2000

WMA SECURITIES, INC.

CRD#: 32625

DULUTH, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(2/23/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/10/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/3/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 12/8/1995

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 1/19/1996

Investment Company Products/Variable Contracts Principal Examination

Current Firm

GLOBAL ASSET MANAGEMENT GROUP

GLOBAL ASSET MANAGEMENT GROUP | GLOBAL ASSET MANAGEMENT GROUP, LLC. | GLOBAL ASSET MANAGEMENT GROUP, INC.

CRD#: 150904 / SEC#:

California

Registered Investment Advisory firm - (1/11/2010 Approved)

Florida

Registered Investment Advisory firm - (10/13/2009 Approved)

Georgia

Registered Investment Advisory firm - (11/24/2009 Approved)

Hawaii

Registered Investment Advisory firm - (4/12/2010 Approved)

Illinois

Registered Investment Advisory firm - (4/26/2016 Approved)

Maryland

Registered Investment Advisory firm - (2/14/2020 Approved)

Michigan

Registered Investment Advisory firm - (8/31/2021 Approved)

Missouri

Registered Investment Advisory firm - (8/6/2018 Approved)

Texas

Registered Investment Advisory firm - (2/19/2019 Approved)

Washington

Registered Investment Advisory firm - (12/20/2010 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

866 E Sr 434, Winter Springs, FL 32708

Mailing Address

Phone number

(407) 545-6447

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	258
AUM (Assets Under Management)	$ 6,564,047

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Vincent P. Rokose

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vincent Peter Rokose's CRS (Customer Relationship Summary).

Certified licenses

Experience

GLOBAL ASSET MANAGEMENT GROUP

FINANCIAL LEADERSHIP ADVISORS, INC.

WMA SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/10/2007

Series 63

Date: 10/3/1995

Series 6

Date: 12/8/1995

Series 26

Date: 1/19/1996

Current Firm

GLOBAL ASSET MANAGEMENT GROUP

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GLOBAL ASSET MANAGEMENT GROUP

TRUST BUT VERIFY

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