Michael R. Dreyer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Richard Dreyer, who also goes by Michael Dreyer, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2002. Michael had worked at 4 firms and has passed the Series 65, Series 7, Series 2 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 1, 2012 - October 28, 2013
FLORIDA INVESTMENT ADVISORS
April 16, 2012 - October 28, 2013
FLORIDA INVESTMENT ADVISORS
November 2, 2010 - January 18, 2012
TRUIST INVESTMENT SERVICES, INC.
October 27, 2010 - January 18, 2012
TRUIST INVESTMENT SERVICES, INC.
August 21, 2006 - November 5, 2010
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
January 6, 2005 - November 5, 2010
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
February 28, 2002 - February 11, 2003
PRICEWATERHOUSECOOPERS INVESTMENT ADVISERS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 9/21/1995
Non-Member General Securities ExaminationCurrent Firm
FLORIDA INVESTMENT ADVISORS
CRD#: 109492 / SEC#: 801-55717, 8-53459
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TAMPA BAY BANKING CO. | SHAREHOLDER | |
| FERMAN, JAMES LAURENS JR. | DIRECTOR | 4366779 |
| CANTO, JOAQUIN EDUARDO | OPERATIONS MANAGER/CCO | 1100183 |
| CELESTAN, GREGORY JEROME | DIRECTOR | 4433312 |
| DIVERS, ALAN GERALD | DIRECTOR | 4366766 |
| FLEMING, THEODORE SCOTT | EXECUTIVE VICE PRESIDENT, WEALTH MANAGEMENT | 1692432 |
| GARCIA, LUIS | DIRECTOR | 4393577 |
| HARROD, GARY WILLIAM | DIRECTOR | 5413182 |
| TUCKER, CLARK BOMAR | FINOPS | 1977842 |
| WEST, WILLIAM O III | CHAIRMAN | |
| WHITING, PAUL LEO | DIRECTOR | 5413204 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
