Scott M. Pope
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Mathew Pope was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1995. Scott had worked at 6 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 13, 2022 - April 6, 2023
THE LEADERS GROUP, INC.
March 2, 2015 - September 16, 2020
AMERITAS INVESTMENT COMPANY, LLC
September 19, 2011 - August 26, 2013
EVERLAKE DISTRIBUTORS, LLC
January 31, 2003 - September 19, 2011
ALFS, INC.
October 29, 1998 - January 16, 2003
ALLSTATE FINANCIAL SERVICES, LLC
November 21, 1995 - October 29, 1998
AFD, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
